John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Soreide Law Group is investigating possible investor claims against securities broker Sean Gordon (CRD: 3057652, Bloomingdale, Illinois). Notably, FINRA sanctioned the securities broker, who worked for JP Morgan Securities LLC. Allegedly, Gordon engaged in an undisclosed outside business activity. Here is a brief summary of FINRA’s allegations against Gordon.
Supposedly, on December 1, 2022, FINRA issued Acceptance, Waiver, and Consent No. 2021071593001 sanctioning Sean Gordon for infractions. Specifically, Gordon was fined $5,000 and suspended for two months as a securities broker. Notably, FINRA alleged that Gordon engaged in an undisclosed outside business activity.
Gordon worked for JP Morgan Securities LLC in Bloomingdale, Illinois, as a securities broker from August 7, 2019, to June 4, 2021.
Suffer damages by investing with Sean Gordon? If you have, reach out to Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for investors in all 50 states, represents clients on a contingency fee basis and advances costs. Gordon and brokerage firms Gordon worked for deny any and all allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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