SEAN JOSEPH KELLY Customer Disputes

Soreide Law Group has been investigating claims brought against the broker,
SEAN JOSEPH KELLY (CRD#: 2294170).
Kelly was most recently employed by, Center Street Securities, Inc. in Marietta Georgia from August of 2017 to October of 2018, and Capital Financial Services of Marietta, Georgia, from August of 2012 to August of 2017 according to BrokerCheck.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, SEAN JOSEPH KELLY has 17 years of experience in the securities industry, and was listed with 7 firms. Kelly has 16 Disclosures on his FINRA CRD report.  Of the 16 Disclosures 9 are Customer Disputes, 2 were denied, and 7 are pending disputes.
In November of 2018, there was a dispute filed against SEAN JOSEPH KELLY alleging, “Individual is claiming the representative guaranteed 7% return on his annuity through Jackson National.”  The damage amount requested is $5,000.00.
In December of 2018, the dispute filed against Kelly alleges, “Individual is claiming the representative misrepresented certain features of the variable annuity.”  The damage amount requested is $5,000.00.
A dispute was filed against Kelly in September of 2019 alleging, “unsuitable per client, bought 4 alternatives 12/2017 to 2/2018,” requesting damages of $155,000.00.
There was a dispute filed against SEAN JOSEPH KELLY in March of 2020, alleging, “Client alleges Violations of Federal Securities Laws,Violations of the Georgia Securities Act, Unsuitable Recommendations, Breach of Contract, Breach of Fiduciary Duty.”  Damages requested are $5,000.00.
In July of 2020, listed allegations of, “Clients allege breach of fiduciary duty, breach of contract, negligence.”  The requested damages are $5,000.00.
In September of 2020, there was a dispute filed against Kelly alleging, “unsuitable,” and requesting $255,000.00.
In October of 2020, the most recent dispute listed against Kelly is alleging, “bought 50,000 through CSS and 100,000 through CFS—unsuitable,” and is requesting $150,000.00 in damages.
Soreide Law Group reminds investors you have only six years to file against broker/dealers if you have financial losses due to their recommendations or actions.  If you were a client of the broker, SEAN JOSEPH KELLY formerly listed with Capital Financial Services and Center Street Securities, Inc., both in Marietta Georgia, and suffered financial losses contact Soreide Law Group and speak to an experienced securities lawyer regarding the possible recovery of your investment losses through a FINRA arbitration at:  888-760-6552.
Soreide Law Group works on a contingency fee basis and represents our clients nationwide before FINRA.