Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.

The Securities and Exchange Commission (SEC), filed an application with the United States District Court for the Northern District of Georgia on June 12, 2013, for an order to enforce investigative subpoenas that were served on Bridge Securities, LLC, Bridge Equity, LLC, Bridge Equity, Inc. and FOGFuels, Inc. of Atlanta, Georgia. All respondents are under the control of Paul James Marshall, Atlanta, Georgia.
The SEC alleges that on March 14, 2013, they issued a Formal Order Directing Private Investigation entitled "In the Matter of Bridge Securities, LLC." According to the SEC's application, the four entity respondents have failed to comply with validly issued and served subpoenas for documents relating to this investigation, which involves, but is not limited to, the possible offerings and sales of securities interests in one or more of the entity respondents, for which no registration statement was in effect and for which no exemption from registration is available. The investigation relates to possible false and misleading statements by the respondent companies and/or their principals in effecting those transactions in or inducing or attempting to induce the purchase or sale of securities.
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Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
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