The Financial Industry Regulatory Authority (FINRA) important information relating to securities broker Scott Neil Hananel [CRD #: 3080827, Melville, NY]. Hananel worked for (1) Aegis Capital Corp from 2010-2021; (2) GunnAllen Financial Inc. from 2005-2010; and (3) Milestone Group Management from 2002-2005. Evidently, Aegis Capital Corp. investors disputed the sales practices of the securities broker. […]

The Financial Industry Regulatory Authority (FINRA) reports allegations of sales practice violations by securities broker Sean Daniel McDevitt [CRD #: 2786216, Chappaqua, NY]. McDevitt worked for (1) Campfire Capital from 2019-2021; (2) WoodRock Securities LP from 2015-2016; and (3) FTN Financial Securities Corp from 2005-2006. Evidently, a Campfire Capital client disputed the sales practices of […]

Soreide Law Group is investigating possible investor claims against securities broker Bradley Carl Mascho [CRD #: 2039720, Frederick, MD]. Mascho was employed from 2009-2017 by Western International Securities. From 2006-2009, he worked for Royal Alliance Associates Inc. From 1999-2006, he worked for Legg Mason Wood Walker. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that […]

The Financial Industry Regulatory Authority (FINRA) barred securities broker John Scott Winslow [CRD #: 3071933, Gig Harbor, WA]. Winslow worked for Edward Jones from 2013-2021; Union Banc Investment Services LLC from 2011-2013; and Key Investment Services LLC from 2006-2011. Evidently, one or more investors also disputed the sales practices of the securities broker. However, Winslow […]

The Financial Industry Regulatory Authority (FINRA) reports allegations of sales practice violations by securities broker Nikolay Zotenko [CRD #: 6334022, Beverly Hills, CA]. Zotenko worked for Morgan Stanley from 2015-2021. Notably, FINRA sanctioned the securities broker. However, Zotenko denies the allegations. Read the following summary of the FINRA enforcement action to learn more about the […]

Soreide Law Group is investigating possible investor claims against securities broker Megurditch Mike Patatian [CRD#: 4047060, Westlake Village, CA]. Patatian worked for (1) Supreme Alliance LLC from 2020-2021; (2) Western International Securities from 2013-2020; and (3) CUSO Financial Services LP from 2004-2013. Specifically, Financial Industry Regulatory Authority (FINRA) aims to bar Good as a securities […]

The Financial Industry Regulatory Authority (FINRA) reports allegations of sales practice violations by securities broker Shawn Edward Good [CRD #: 2022168, Wilmington, NC]. Good worked for (1) Morgan Stanley from 2012-2022; (2) Wells Fargo from 2004-2012; and (3) Charles Schwab from 1996-2004. Notably, a Morgan Stanley client disputed the sales practices of the securities broker. […]

FINRA reports allegations of sales practice violations by securities broker Mirsad Muharemovic (also known as Mirso Muharemovic) [CRD#: 3122589, Staten Island, New York]. Evidently, investors disputed the sales practices of the securities broker. Evidently, these disputes concern when the broker worked for Seaboard Securities and Arive Capital Markets. However, Muharemovic denies the allegations of sales […]

Soreide Law Group is investigating possible investor claims against securities broker Alan Duane Douglass, AKA Roof Douglass [CRD#: 1619835, Clearwater, Florida]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Securities America and Investacorp. Evidently, one or more clients allege sales practice violations in these disputes, including […]