Merrill Lynch Client And Beam Asset Management Client File Disputes About Broker Curtis Wilson FINRA BrokerCheck indicates that investors alleged improper sales practices involving securities broker Curtis Brian Wilson “Curt Wilson” (CRD#: 1517272, Tulsa, Oklahoma) and that those violations resulted in damages. Evidently, Wilson worked as a financial advisor for Beam Asset Management (2012 to […]

Raymond James, Morgan Stanley Clients Voice Concerns About Securities Broker Belk Daughtridge Soreide Law Group is reviewing investor complaints concerning securities broker John Belk Daughtridge “Belk Daughtridge” (CRD#: 2735851, Mount Pleasant, South Carolina), as disclosed on FINRA BrokerCheck. Evidently, Daughtridge worked for Citigroup Global Markets, Morgan Stanley, and Raymond James & Associates. Read further to […]

According to the Financial Industry Regulatory Authority’s (FINRA) BrokerCheck, there has been an investor complaint filed against Ameriprise Financial Services broker/investment advisor, Eugene Weinstein.  The damage amount requested is $1,000,000.00.  According to BrokerCheck, Weinstein has been registered as a broker and investment advisor with Ameriprise Financial Services in Plano, Texas, since January 11, 2013. Eugene […]

Investors Bring Disputes About Securities Broker Danny Chancellor BrokerCheck contains important information regarding securities broker William Danny Chancellor “Danny Chancellor” (CRD#: 1277838, Ridgeland, Mississippi). It appears that the disclosures involving Chancellor concern his employment at Cambridge Investment Research (his employer from 2009 to 2012) and First Allied Securities Inc. (his employer from 2012 to 2017). […]

Clients Of Morgan Stanley Allege Excessive, Unsuitable Trading By Neil Kaplan Soreide Law Group comes to you with new information relating to the FINRA BrokerCheck disclosures on securities broker Neil Stanley Kaplan (CRD#: 1615516, Bethesda, Maryland). Particularly, Kaplan worked as a Morgan Stanley securities broker from 2009 to 2017. Here is a brief summary of […]

Investor Dispute Reported On BrokerCheck Concerning Broker Aalon Rose (IFS, Morgan Wilshire) Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Aalon Rose “Allen Rose” (CRD#: 4785931, Garden City, New York), who discloses information about an investor dispute and employment termination on Financial Industry Regulatory Authority (FINRA) BrokerCheck. […]

A FINRA arbitration claim has been filed against Titan Securities and its registered representative, Rodger Sprouse (CRD#: 5483578). Sprouse has been registered with Titan Securities in Lee’s Summit, Missouri, as a broker since January 3, 2011, and as an investment advisor since February 7, 2011. Rodger Sprouse is also the owner of Sprouse Financial in […]

Raymond James Client Disputes Involve Lynn Faust The Financial Industry Regulatory Authority (FINRA) BrokerCheck contains important disclosures concerning securities broker Lynn Cooper Faust aka Donna Lynn Cooper (CRD#: 729012, Greenville, South Carolina). Specifically, Faust received FINRA sanctions over her alleged unsuitable trading of UITs in Raymond James client accounts. Not only that but Raymond James […]

A FINRA arbitration claim has been filed against Titan Securities and its registered representative, Rodger Sprouse (CRD#: 5483578). Sprouse has been registered with Titan Securities in Lee’s Summit, Missouri, as a broker since January 3, 2011, and as an investment advisor since February 7, 2011. Rodger Sprouse is also the owner of Sprouse Financial in […]