Curtis Wilson In Merrill Lynch, Beam Investor Disputes

Merrill Lynch Client And Beam Asset Management Client File Disputes About Broker Curtis Wilson

FINRA BrokerCheck indicates that investors alleged improper sales practices involving securities broker Curtis Brian Wilson “Curt Wilson” (CRD#: 1517272, Tulsa, Oklahoma) and that those violations resulted in damages. Evidently, Wilson worked as a financial advisor for Beam Asset Management (2012 to 2020) and securities broker for Merrill Lynch. Here is an overview of the disclosures involving allegations against him and what you could do if you experienced damages from sales practice violations.

Beam Asset Management Client Alleges Wilson’s Failure To Timely Execute Equities Trades

Evidently, a Beam Asset Management client decided to lodge a dispute about Curtis Wilson’s sales practices in October 2020. The client’s allegations against the firm or advisor include failure to timely execute stock trades. It appears that Wilson or his employer caused damages to the client through their investments in over-the-counter equities. Evidently, Beam Asset Management agreed to pay the client $25,000, per a settlement in October 2020.

Merrill Lynch Client Alleges Unauthorized Trading By Curtis Wilson

Specifically, a client of Merrill Lynch expressed concerns about Curtis Wilson’s sales practices, according to a dispute listed on BrokerCheck. Supposedly, Wilson or the securities firm caused the client to experience $10,500 in damages by way of unauthorized trading of over-the-counter equities. BrokerCheck shows that eventually, the securities firm denied the client’s allegations and demand for compensation.

Did You Sustain Damages Through Curtis Wilson?

Did Curtis Wilson cause you to experience losses? You could call Soreide Law Group at (888) 760-6552 and speak with a securities attorney about possibly recovering your losses. Soreide Law Group takes clients’ cases on a contingency fee basis and advances costs. The firm has recovered compensation for many United States investors who incurred losses because of their financial advisors or securities brokers. Please note that Wilson denies all accusations of his inappropriate sales practices.