GWG Holdings, Inc. has filed for Chapter 11 bankruptcy protection in the United States Bankruptcy Court for the Southern District of Texas on April 20, 2022. Due to the Chapter 11 bankruptcy filing, the payment obligations for the GWG L Bonds are stayed, which means that GWG L Bond investors will not receive any principal […]

High Yield Bond Fund Losses? Many high yield bond funds are underperforming the market by a wide margin and we are also in a rising rate environment which may hurt bond valuations further.  If you were sold risky bonds that were heavy on fees and inappropriate for your risk tolerance please give us a call.  […]

Dominion Portfolio Management Clients File Disputes About Broker Lance Walston Soreide Law Group comes to you with new information in regard to securities broker Lance Colby Walston (CRD#: 4440958, San Antonio, Texas). Evidently, Walston worked as a securities broker for Raymond James (2007 to 2009), LPL Financial (2009 to 2017), Dominion Portfolio Management Inc. (2017 […]

Soreide Law Group has recently been contacted by clients of the broker/investment adviser, TIMOTHY JOSEPH SCANLON (CRD#: 1968597) currently with ARQUE CAPITAL, LTD. of Scottsdale, Arizona. The clients are alleging they were recommended purchasing GWG L Bonds.  Many of the broker/dealer firms that sold GWG L Bonds to their investors may have recommended them as […]

First Allied Securities Client Takes Issue With Broker Ron McCook's Sales Practices The Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that investors filed disputes about securities broker McCook, also known as “Ron McCook” (CRD#: 4155186, Scottsdale, Arizona). Evidently, McCook worked for securities firms Sagepoint Financial and National Planning Corporation before joining First Allied Securities as […]

Accelerated Capital Investor Disputes Reportedly Concern Broker Tim Thelen Soreide Law Group discusses important investor-related information regarding securities broker Thelen, also known as “Tim Thelen” (CRD#: 1924966, Middletown, New Jersey). It appears that Thelen worked as a securities broker for Berthel Fisher, Next Financial Group, Accelerated Capital Group, and Aeon Capital. One or more investors […]

Soreide Law Group has been contacted by clients of ERIC SCOTT FELSENFELD (CRD#: 4496689) a broker/financial advisor with KINGSWOOD CAPITAL PARTNERS of Rockville, Maryland, who were allegedly recommended they purchase GWG L Bonds. In an April 4, 2022 article from the Wall Street Journal, they state that GWG Holdings Inc., a company known for selling […]

Investor Disputes Reportedly Concern Sales Practices Of Broker Keith Connolly Soreide Law Group comes to you regarding the investment disputes alleging sales practice violations by broker Keith Lawton James Connolly (CRD#: 2667382, Melville, New York). Evidently, Connolly worked for firms JD Nicholas (2008 to 2015) and Aegis Capital Corp (2015 to 2019). It appears that […]

Broker Michael McNulty Involved In Disputes Brought By Raymond James Clients Soreide Law Group provides you with an update regarding the FINRA BrokerCheck disclosures relating to securities broker Michael McNulty, also known as “Mike McNulty” (CRD#: 1493933, Boca Raton, Florida). It appears that McNulty worked for UBS PaineWebber and Raymond James before joining Lincoln Financial […]