Latest Securities Lawyer News

Soreide Law Group is investigating possible investor claims against securities broker Chris Polinaire (CRD:  4330879, Hauppauge, NY). Evidently, FINRA sanctioned the securities broker, who worked for Network1 Financial Securities Inc. Allegedly, Polinaire engaged in excessive trading. Here is a brief summary of FINRA’s allegations against Polinaire. FINRA Issues Sanctions To Polinaire For Excessive Trading Evidently, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Tim Petrou (also known as Efthimios George Petrou) (CRD:  2672840, Ronkonkoma, NY). Not only has FINRA sanctioned Petrou for excessive trading, but investors disputed the sales practices of the securities broker. However, Petrou denies the allegations. Read on to learn more about the […]

Soreide Law Group is investigating possible investor claims against securities broker Ignacio Ordonez (CRD:  5262904, San Antonio, TX). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for BBVA Securities Inc. Evidently, one or more investors alleged that Ordonez made unsuitable recommendations. Here is […]

Soreide Law Group is investigating possible investor claims against securities broker Kenneth New (CRD:  2836918, Merritt Island, FL). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Center Street Securities Inc. Evidently, one or more investors alleged that New made unsuitable recommendations. Here […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Miguel Angel Murillo (also known as Michael Murillo) (CRD:  4875997, New York, NY). Not only has Maryland sanctioned Murillo, but investors disputed the sales practices of the securities broker. However, Murillo denies the allegations. Read on to learn more about the allegations against […]

Soreide Law Group is investigating possible investor claims against securities broker Michael Muratore (also known as Michael Joseph Muratore) (CRD:  4852412, New York, NY). Evidently, Maryland sanctioned the securities broker, who most recently worked for Benchmark Investments Inc. Allegedly, Muratore failed to respond to an Order to Show Cause following FINRA sanctions. Here is a […]

Soreide Law Group is investigating possible investor claims against securities broker Robert Mehlin (also known as Robert Charles Mehlin Jr.) (CRD:  736694, Fairfield, NJ). Evidently, Coastal Equities Inc. terminated the securities broker for cause following FINRA sanctions. Here is a brief summary of the disclosures concerning this securities broker. Coastal Equities Inc. Disaffiliates With Robert […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Doug McKelvey (also known as Doug Marshall McKelvey) (CRD:  4502849, Southlake, TX). Evidently, investors disputed the sales practices of the securities broker, who worked for Morgan Stanley Smith Barney LLC. Additionally, the securities broker discloses a regulatory enforcement action. However, McKelvey denies the […]

Investors have come forward with complaints about securities broker Daniel Mackle (also known as Daniel Joseph Mackle Sr.) (CRD:  2239531, Hackensack, NJ). Evidently, the securities broker, who worked for Garden State Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Garden State Securities Inc. clients allege that Mackle made unsuitable recommendations, […]