Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: DOMINION INVESTOR SERVICES, INC. and their registered representative, LANCE C WALSTON (Respondents). Walston has been registered with this firm, located in San Antonio, Texas, since 8/18/2017. The Claimant, on or about 2017, along with his wife, opened accounts with DOMINION […]

Soreide Law Group is investigating possible investor claims against securities broker John Lee [CRD#: 2950037, Fort Worth, Texas]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cambridge Investment Research. Evidently, one or more clients allege sales practice violations in these disputes. Here is a brief summary […]

Soreide Law Group is investigating possible investor claims against securities broker Rodger Sprouse [CRD#: 5483578, Lee's Summit, Montana]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Titan Securities and Evolve Securities. Evidently, one or more clients allege sales practice violations in these disputes, including unsuitable recommendations. […]

Soreide Law Group is investigating possible investor claims against securities broker Timothy Joseph Scanlon [CRD#: 1968597, Scottsdale, Arizona]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Arque Capital Ltd. and Merrill Lynch. Evidently, one or more clients allege sales practice violations in these disputes, including unsuitable […]

Soreide Law Group is investigating possible investor claims against securities broker David Richard Geake [CRD#: 3088891, Northbrook, Illinois]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Ausdal Financial Partners and Madison Avenue Securities. Evidently, one or more clients allege sales practice violations in these disputes, including […]

Soreide Law Group is investigating possible investor claims against securities broker William Sideny Friedman AKA Bill Friedman and Willie Friedman [CRD#: 2475502, Boca Raton, Florida]. Evidently, FINRA sanctioned the securities broker, who worked for Newbridge Securities Corp., Woodstock Financial Group, and Pinnacle Investments. Notably, FINRA's accusations against the securities broker include failure to respond to […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: DH HILL SECURITIES, LLP (Respondent) The Claimant resides in North Carolina and claims to have limited investment experience.  The Claimant, according to the lawsuit wanted investments that would not be high-risk as nears retirement.  The lawsuit states that the Claimant […]

Soreide Law Group is investigating possible investor claims against securities broker Gary Allen Didonna [CRD#: 1651306, Osprey, Florida]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Prime Capital Services and Spire Securities. Evidently, one or more clients allege sales practice violations, including unsuitable recommendations. Here is […]

Soreide Law Group is investigating possible investor claims against securities broker Scott Erik Aabel AKA Scott Eric Aabel [CRD#: 1493667, Osprey, Florida]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Spire Securities. SagePoint Financial, and Investors Capital. Evidently, one or more clients allege sales practice violations […]