Stefan Pastor Is Barred By FINRA And Involved In A Raymond James Investor Dispute Notably, FINRA provides important information in regard to securities broker Stefan Anton Pastor (CRD#: 5141819, Fort Lauderdale, Florida). It appears that the disclosures involving Pastor concern his employment at securities firms Raymond James Financial Services. Let’s take a closer look at […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: MOLONEY SECURITIES CO., INC., and their registered representative, ROBERT MORGAN VANCE. The Claimant, who resides in California, is a retired government employee who took a retirement planning class in 2014.  MOLONEY SECURITIES representative, ROBERT MORGAN VANCE, taught the class and […]

Client Files Dispute Concerning Kestra Securities Broker Clyde Ford Soreide Law Group talks about Clyde Warren Ford (CRD#: 4700006, Fresno, California) in this investor protection blog post. Evidently, Ford worked as a securities broker for Kestra Investment Services from 2014 to 2019. He was also a financial advisor with Kestra Advisory Services from 2016 to […]

Gerardo Castillo Facing Investment Disputes Involving Wells Fargo, Citigroup Clients Soreide Law Group is examining investor disputes concerning securities broker Gerardo Ivan Castillo (CRD#: 2886319, Miami, Florida), as disclosed on FINRA BrokerCheck. Notably, Castillo was a securities broker and financial advisor at Wells Fargo Clearing Services (2010 to 2018). He also worked for Citigroup Global […]

Soreide Law Group, based in Florida, has filed a FINRA arbitration on behalf of our client (Claimant) against: NEWBRIDGE SECURITIES CORPORATION (Respondent). The lawsuit alleges that the Claimant, who resides in Florida, relied upon NEWBRIDGE SECURITIES’ and its broker, DEAN R NOWAK, to provide her with suitable investments that met her needs and goals. Dean […]

Investor Suitability Disputes Concern William Hennion (Hennion Walsh) FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker William Hennion (CRD#: 2048378, Parsippany, New Jersey) and that those violations resulted in damages. Evidently, Hennion has been with Hennion Walsh since 1990 and Hennion Walsh Asset Management since 2007. Notably, he faces allegations of […]

Broker Larry Russo Facing Investor Disputes Concerning Newport, Westpark Clients Soreide Law Group talks about the FINRA BrokerCheck disclosures on securities broker Laurence Jordan Russo “Larry Russo” “Jordan Russo” (CRD#: 2763277, Fort Lauderdale, FL). It appears that Russo worked for Westpark Capital (2016 to 2019). Also, the broker worked for JP Turner Company (2002 to […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: MORGAN STANLEY (Respondents). The Claimants, residing in Massachusetts, were longtime employees of Accenture and had accumulated a large concentrated position in Accenture (“ACN”) worth approximately $1.5 million. The Claimants, had no intention of ever selling ACN and were planning on […]

Sales Practice Violations Alleged In Alexander Capital Client's Dispute About Broker Michael Androulakis Evidently, FINRA contains important disclosures on broker Michael Scott Androulakis (CRD#: 2793638, New York). Evidently, Androulakis has worked as a securities broker for Alexander Capital LP since 2016. Also, he previously worked as a securities broker for Legend Securities. Let’s take a […]