Client Of Dawson James Alleges Unsuitable Investments The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that a new investor disputed the sales practices of securities broker Marc Scott Steinberg (CRD#: 2549670, Boca Raton, Florida). Evidently, six total investors brought disputes, and allegations include unsuitable recommendations or unsuitable trading. Let’s take a closer look at these […]

Securities Broker Gerald Repasz Accused Of Unsuitable Investment Transactions Soreide Law Group is reviewing possible investor claims concerning securities broker Gerald Lee Repasz (CRD#: 1273452, East Peoria, Illinois). Evidently, the securities broker worked for Ausdal Financial Partners from 2013 to 2020. He previously worked at Berthel Fisher and Company Financial Services, and SII Investments too. […]

Soreide Law Group is representing investors who were sold the Hospitality Investors Trust Real Estate Investment Trust which has now filed for Chapter 11 bankruptcy.  The restructuring plan may extinguish your financial interest in the Hospitality Investors Trust Real Estate Investment Trust or "HIT REIT," or severally diminish the value. Many stock brokers marketed this […]

Investors Of Cantella And Oppenheimer File Disputes About Broker David Pawloski It appears through Financial Industry Regulatory Authority (“FINRA”) BrokerCheck that there are six investors who brought disputes about securities broker David Pawloski (CRD#: 1438717, Red Bank, New Jersey). Evidently, Pawloski worked for Oppenheimer Co. from 2002 to 2018 and he joined Cantella Co. as […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: GENEOS WEALTH MANAGEMENT, INC. (Respondent) The Claimant brings this action to recover investment losses due to the alleged recommendations of GENEOS WEALTH MANAGEMENT, and its Financial Advisor, Michael Osland. Osland is not named in this lawsuit. The lawsuit alleges that […]

WILLIAM HERMAN DIXON (WILLIAM H DIXON, BILL DIXON) CRD#: 68881, a former broker with Securities America of Urbana, OH, was accused of allegedly signing his dead client’s name on several documents, was barred by the Financial Industry Regulatory Authority (FINRA) on May 11, 2021, after he refused to cooperate with FINRA’s investigation into his termination. […]

Broker Andrew Pravlik Involved In Prospera Financial Client Disputes The Financial Industry Regulatory Authority (“FINRA”) reports troubling information regarding securities broker Andrew James Pravlik (CRD#: 2360456, Pittsburgh, Pennsylvania). FINRA BrokerCheck, which houses public information on securities brokers, shows that three investors filed disputes about Pravlik. Also, two securities firms disaffiliated with him amid misconduct allegations. […]

Broker Steven Schisler Facing Accusations From FINRA Regarding Unsuitable Transactions The Financial Industry Regulatory Authority (“FINRA”) reports some concerning information in regard to securities broker Steven Douglas Schisler (CRD#: 2367961, Grass Valley, California). Namely, FINRA lodged a complaint against the broker alleging that he made nine distinct violations of FINRA and NASD rules. Allegations include […]

Broker Andrew Roybal Facing Disputes From UnionBanc Investors Soreide Law Group has come across new information in regard to securities broker Andrew Ricardo Roybal (CRD#: 2675889, San Diego, California), who worked for UnionBanc Investment Services from 1997 to 2020 as both a financial advisor and securities broker. Namely, the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck […]