Soreide Law Group is investigating the former Cetera Investment Services LLC, broker Ching-Yun Linda Fang (Linda Fang CRD# 1843163). Linda Fang, and other brokers, allegedly recommended Northstar Financial Services (Bermuda) Ltd. to their clients who have suffered significant investment losses. Soreide Law Group currently has nine separate actions against various brokers who sold Northstar Financial […]

On May 10, 2021, JOHN EDGAR SIMMONS JR (JOHN E SIMMONS JR) CRD#: 4878890, a former broker with LPL Financial in Gulf Breeze, Florida, was barred by FINRA from acting as a broker or otherwise associating with a broker-dealer firm. According to FINRA, without admitting or denying FINRA's findings, JOHN E SIMMONS JR consented to […]

Summit Brokerage Services Investors File Arbitration Claims About Securities Broker Norman Robbins Soreide Law Group has come across concerning information in regard to securities broker Norman Arnold Robbins (CRD#: 731352, Boca Raton, Florida). Namely, six investors brought complaints or FINRA Arbitration Claims alleging sales practice violations by Robbins. It appears that recent disputes focus on […]

LPL Investors Take Issue With Kevin McCallum's Medley Capital Corp Investment Recommendations The Financial Industry Regulatory Authority (“FINRA”) reports new information in regard to securities broker Kevin Marshall McCallum (CRD#: 2222586, Birmingham, Alabama). Namely, five investors brought disputes in regard to this securities broker, who worked for LPL Financial LLC from May 2012 to July […]

Soreide Law Group is investigating claims by investors who received recommendations from their broker/dealers to invest in the non-traded real estate investment trust, The Parking REIT Inc. This REIT could potentially lose 80% of it’s initial value. According to their website, The Parking REIT Inc., is a publicly registered, non-traded real estate investment trust (REIT) […]

Wells Fargo Clients File Disputes About Broker Jeffrey Burton Financial Industry Regulatory Authority (FINRA) BrokerCheck has released new information in regard to securities broker Jeffrey Lamar Burton (CRD#: 2366552, Charleston, South Carolina). Notably, six investors filed disputes in regard to Burton, who worked for securities firms UBS Financial Services (2000 to 2016) and Wells Fargo […]

Melinda Abood (UBS Financial Services) Targeted In Investor Disputes The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Melinda Joyce Abood (CRD#: 867463, New York, New York). Namely, the securities broker and financial advisor, who joined UBS Financial Services in April 1986, is involved in five investor disputes. Here’s more […]

Broker Kevin Meadows Is Sanctioned By FINRA For Excessive Trading Soreide Law Group has come across the record of securities broker Kevin Kimball Meadows (CRD#: 2878889, Columbus, Georgia). Notably, FINRA BrokerCheck shows that five investors brought disputes against him. In addition, FINRA suspended him for excessive and unsuitable trading. Here’s more about these disclosures. First […]

CONSTANTINOS GEORGE MANIATIS (CONSTANTINOS G MANIATIS) CRD#: 4253356, formerly with Morgan Stanley, was fined $5,000 and suspended for 30 days by FINRA. Without admitting or denying FINRA’s findings, CONSTANTINOS G MANIATIS consented to the sanctions and to the entry of findings that he allegedly exercised discretion in client accounts despite the fact that his member […]