Broker Larry Labine Targeted In Investor Lawsuits Soreide Law Group is examining possible investor lawsuits to be brought against securities broker Lawrence “Larry” Michael Labine (CRD#: 1279935, Scottsdale, Arizona). Notably, clients of Labine at Newbridge Securities Corporation challenged his sales practices. Supposedly, Labine caused them to experience losses. Let’s take a closer look at some […]

Investors Take Aim At Broker Kevin Doyle Soreide Law Group is reviewing possible investor claims of sales practice violations against Aegis Capital Corp securities broker Kevin Doyle (CRD#: 2189452, Mineola, New York). Namely, investors brought disputes about the securities broker, who joined Aegis Capital Corp in September 2017. Here’s a summary of these disclosures which […]

Royal Alliance Clients Dispute Broker Darrin Farrow's Sales Practices The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Darrin Farrow (CRD#: 1995240). Particularly, four investors brought disputes about the securities broker, who worked for Royal Alliance Associates in Rocky River, Ohio until he was permitted to resign while under suspicion […]

Did Your Financial Advisor Recommend Watermark Lodging Trust (WLT)? Soreide Law Group is reviewing possible investor lawsuits against financial advisors and securities brokers who may have recommended Watermark Lodging Trust Inc. Namely, Watermark Lodging Trust suspended dividends, suspended its redemption program, and is trading in the secondary market for a fraction of its offering price. […]

Broker Cynthia Cowden Barred By FINRA Financial Industry Regulatory Authority (FINRA) indefinitely barred (expelled) securities broker Cynthia Diane Cowden (Cynthia Case) (CRD#: 2054676, Lake Isabella, California). Not only that, but BrokerCheck shows that three investors brought disputes about the securities broker, who worked for securities firm NPB Financial Group from 2013 to 2020. Let’s take […]

Investors Take Aim At Adam Belardino Over Insurance, BDC Sales Soreide Law Group is investigating possible investor claims against securities broker Adam Belardino (CRD#: 5221927, Elmsford, New York). Evidently, the Financial Industry Regulatory Authority (“FINRA”) reports that five or more investors contested the sales practices of the securities broker, who worked for MML Investors Services […]

Geneos Clients Indicate That Michael Osland Sold Unsuitable Investments Soreide Law Group is reviewing the possible advancement of investor lawsuits against securities broker Michael John Osland (CRD#: 1791642, Scottsdale, Arizona). Namely, the securities broker has been involved in two investor disputes involving allegations of his sales practice violations at Geneos Wealth management where he has […]

Coastal Equities Inc., without admitting or denying FINRA’s findings, consented to the sanctions and to the entry of findings that it failed to reasonably supervise a registered representative who recommended excessive and unsuitable trades in four client accounts.  FINRA also stated that each client was a retired senior investor with a moderate risk tolerance. According […]

Clients Of Fidelity Brokerage Services Take Aim At Anthony Mesquit The Financial Industry Regulatory Authority (“FINRA”) reports troubling information regarding securities broker Anthony Mesquit (CRD#: 5210309, Jacksonville, Florida). Apparently, Mesquit worked for Strategic Advisers from 2012 to 2018, joined Fidelity Brokerage Services as a securities broker in January 2007, and is a Fidelity Personal and […]