Attention Newbridge Securities Customers who were sold Surna, Inc. (“SRNA”) Soreide Law Group has been contacted by former customers of Newbridge Securities who purchased Surna, Inc., stock and also when it was a private placement offering. Surna, Inc., symbol SRNA, currently trades at .07 down almost 99% from its all time highs.  Surna, according to […]

Investor Disputes Involving David Krispeal Allege Unauthorized, Excessive Trading The Financial Industry Regulatory Authority (FINRA) reports important information that you should know in regard to securities broker Solomon David Krispeal (CRD#: 2735776, Hauppauge, NY). Notably, at least 8 investors filed disputes (complaints, FINRA Arbitration Claims) alleging that Krispeal engaged in sales practice violations including excessive […]

Clients File Investment Disputes About Broker John Donnelly Soreide Law Group provides you with this investor alert in regard to securities broker John Patrick Donnelly (CRD#: 2374887, Houston, Texas). Specifically, the securities broker, who worked for firms Merrill Lynch, JP Morgan and Chase Securities, is involved in six client disputes. Here’s a brief overview of […]

Soreide Law Group (888-760-6552) obtained the following information on FINRA’s website under, “Disciplinary and Other FINRA Actions,” May, 2021. On March 19, 2021, Edmund Roger Zack (CRD #2215116, West Hempstead, New York) was issued an AWC in which Zack was assessed a deferred fine of $10,000, suspended from association with any FINRA member in all […]

NorthStar Healthcare REIT Investor Losses Because Of Your Financial Advisor Soreide Law Group has come across new information in regard to NorthStar Healthcare Income REIT. Notably, investors may have experienced considerable losses by investing in NorthStar. Here’s some information regarding the REIT, and what you could do if you invested in real estate investment trusts […]

WOONG SEONG HWANG (PETER HWANG, WOONG HWANG) CRD#: 4400271, has been fined $5,000.00 and suspended for 45 business days (7/6/2021 - 9/7/2021) by FINRA.  FINRA also stated that they have added a sanction that Hwang, within 90 days of his re-association with a FINRA member firm, will attend and satisfactorily complete 20 hours of continuing […]

Infinity Q Diversified Alpha Fund Losses Because Of Financial Advisors Soreide Law Group is evaluating possible investor disputes against financial advisors and securities brokers who made unsuitable recommendations regarding Infinity Q Diversified Alpha Fund. Earlier this year, Infinity halted distributions to investors. Things are still a mess. Here’s a quick snapshot of what is going […]

Soreide Law Group obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions” for May of 2021: Jeffrey Alan Fladell (CRD #209278, Boca Raton, Florida) According to FINRA, on March 25, 2021, an Acceptance, Waiver and Consent (AWC) was issued in which Jeffrey Alan Fladell was assessed a deferred fine of $5,000 […]