A James Kenneth Couture (James K Couture, CRD #4406284, Bellingham, Massachusetts), according to allegations by the SEC and the FBI, ran a Worcester, Massachusetts, investment firm, and defrauded his clients of nearly $3 million by creating fictitious accounts and paying clients with funds from other clients. According to telegram.com, James K Couture, 42, is facing both […]

Ameriprise Broker Anthony Leopizzi Involved In Disputes Alleging Unauthorized, Unsuitable Transactions Soreide Law Group has come across concerning information in regard to securities broker Anthony John Leopizzi (CRD#: 1697946, Minneapolis, Minnesota). Specifically, the Financial Industry Regulatory Authority (“FINRA”) reports that seven investors brought disputes regarding Leopizzi’s sales practices. Here’s more on what these clients have […]

CHARLES ALAN CORREAL (CHARLES RYAN CORREAL, CHUCK CORREAL) CRD#: 1366202, is currently listed as a broker and a financial advisor since 5/24/2016 with: HARVEST FINANCIAL CORPORATION 1600 BENEDUM-TREES BUILDING 223 FOURTH AVENUE PITTSBURGH, PA 15222 Correal was previously listed with Morgan Stanley in Upper St. Clair, Pennsylvania, as both a broker and financial advisor from […]

Client Of Dawson James Alleges Unsuitable Investments The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that a new investor disputed the sales practices of securities broker Marc Scott Steinberg (CRD#: 2549670, Boca Raton, Florida). Evidently, six total investors brought disputes, and allegations include unsuitable recommendations or unsuitable trading. Let’s take a closer look at these […]

Securities Broker Gerald Repasz Accused Of Unsuitable Investment Transactions Soreide Law Group is reviewing possible investor claims concerning securities broker Gerald Lee Repasz (CRD#: 1273452, East Peoria, Illinois). Evidently, the securities broker worked for Ausdal Financial Partners from 2013 to 2020. He previously worked at Berthel Fisher and Company Financial Services, and SII Investments too. […]

Soreide Law Group is representing investors who were sold the Hospitality Investors Trust Real Estate Investment Trust which has now filed for Chapter 11 bankruptcy.  The restructuring plan may extinguish your financial interest in the Hospitality Investors Trust Real Estate Investment Trust or "HIT REIT," or severally diminish the value. Many stock brokers marketed this […]

Investors Of Cantella And Oppenheimer File Disputes About Broker David Pawloski It appears through Financial Industry Regulatory Authority (“FINRA”) BrokerCheck that there are six investors who brought disputes about securities broker David Pawloski (CRD#: 1438717, Red Bank, New Jersey). Evidently, Pawloski worked for Oppenheimer Co. from 2002 to 2018 and he joined Cantella Co. as […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: GENEOS WEALTH MANAGEMENT, INC. (Respondent) The Claimant brings this action to recover investment losses due to the alleged recommendations of GENEOS WEALTH MANAGEMENT, and its Financial Advisor, Michael Osland. Osland is not named in this lawsuit. The lawsuit alleges that […]

WILLIAM HERMAN DIXON (WILLIAM H DIXON, BILL DIXON) CRD#: 68881, a former broker with Securities America of Urbana, OH, was accused of allegedly signing his dead client’s name on several documents, was barred by the Financial Industry Regulatory Authority (FINRA) on May 11, 2021, after he refused to cooperate with FINRA’s investigation into his termination. […]