Broker David Weisberg Purportedly Churns, Excessively Trades In Worden Capital Client Accounts Soreide Law Group is reviewing whether to bring lawsuits on behalf of investors against securities broker David Weisberg (CRD#: 5610111, New York, New York). Not only has Financial Industry Regulatory Authority (“FINRA”) sanctioned the securities broker for “excessive and unsuitable” trading, but at […]

Centaurus Financial Broker Bryon Martinsen Allegedly Sells Unsuitable Alternative Investments The investment disputes continue to pile on for Centaurus Financial Inc. securities broker and financial advisor Bryon E. Martinsen (CRD#: 1621649, Kings Park, New York). It appears that a slew of investors complained and brought lawsuits in regard to Martinsen’s investment activities. Namely, these disputes […]

Morgan Stanley's Kirk Gill Subject Of Major Investor Disputes Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck profile for securities broker Kirk Gill (CRD#: 2291503, Tucson, Arizona) is problematic to say the least. Namely, a whopping 17 investors including clients of Morgan Stanley (Gill’s employer through 2016) took issue with his sales practices and […]

Broker Scott Rosenberg Under Fire For Possible Bad Investment Sales Soreide Law Group is investigating whether to bring investor disputes involving Scott M. Rosenberg (CRD#: 2754292, New York, New York). Alarmingly, Financial Industry Regulatory Authority (“FINRA”) shows on BrokerCheck that between April 2018 and June 2020, more than 20 investors brought disputes about Rosenberg’s sales […]

SEAN DONALD PREMOCK (CRD#: 3175558), a former Fort Lauderdale, Florida, broker/investment advisor, was sentenced to 10 years in prison for defrauding investors out of more than $1 million. On August 25, 2020, a U.S. District Judge sentenced SEAN DONALD PREMOCK to 10 years in prison, three years of supervised release, and he is to forfeit approximately […]

Broker James Kearney Purportedly Makes Unauthorized And Unreasonable Trades The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct by James Joseph Kearney (CRD#: 265734, Houston, Texas). Namely, Kearney violated FINRA rules on trading and faced the financial watchdog’s suspension and fine as a result. Not only that, but four investors filed disputes about […]

Clients Indicate MML Broker Charles Evan Gave Bad Advice, Misrepresented Investments Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct concerning Charles Jonathan Evan (CRD#: 836083, Wellesley, Massachusetts). Namely, the securities broker, who worked for securities firms including MSI Financial Services (2015 to 2017) and MML Investors Services (2017 to 2019), […]

Spencer Winston Clients Indicate Ezri Shechter Made Unsuitable, Unauthorized Trades Soreide Law Group is investigating possible claims against Ezri Shechter (CRD#: 2772177, Jersey City, New Jersey). Namely, the securities broker, who worked for Spencer Winston from 2004 to 2020, reports investor disputes about his sales practices. Not only that, but Financial Industry Regulatory Authority (“FINRA”) […]

Soreide Law Group, a Florida-based law firm, has filed a FINRA arbitration on behalf of their client (Claimant) against: CETERA ADVISORS LLC (Respondent). The Claimant is a widow residing in Florida. The Claimant maintained accounts with the Respondent and its former Financial Advisor, CHARLES EDWARD KRSEK (CHUCK KRSEK).  Krsek is not named in this lawsuit. […]