Securities Broker Curt Howard Allegedly Caused Investor Losses Soreide Law Group is reviewing whether to take legal action on behalf of investors against securities broker Curtis Lee Howard (CRD#: 1390753, Sapulpa, Oklahoma). Mainly, FINRA BrokerCheck shows that the securities broker is involved in two investment disputes. Not only that, but Edward Jones – Howard’s employer […]

GORDON TONG QUAN (GORDON QUAN) CRD#: 1326425, was formerly associated with Cetera Advisor Networks in Pasadena, California.  According to FINRA’s BrokerCheck, GORDON QUAN was discharged from Cetera Advisor Networks following allegations that, “Representative violated Firm policies related to lending money to a customer and outside business activities.”  Currently Quan is not registered as a broker […]

On July 30, 2020, the Securities and Exchange Commission (SEC) filed a complaint against Victor Lee Farias, a former broker and financial advisor, and his company Integrity Aviation & Leasing, LLC, (IAL) for running an alleged Ponzi-like scheme. The SEC alleges that from 2013 through January of 2019, Farias and his company, IAL, defrauded investors, […]

Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., and their registered representative, BRIAN JOSEPH DIBRINO (Respondents) The Claimant resides in New Jersey and recently retired from his business of 30 years. In preparation for his retirement, the Claimant had transitioned the majority of […]

Laidlaw Broker Bryan Mazliach Allegedly Made Excessive, Unsuitable Trades There is growing suspicion among investors of bad securities recommendations or sales on the part of securities broker Bryan Gabriel Mazliach (CRD#: 5518438, Fort Lauderdale, Florida). Notably, Financial Industry Regulatory Authority (“FINRA”) shows that three investors brought disputes about the securities broker, who worked for Laidlaw […]

Morgan Stanley Broker Ian Deliz Possibly Gave Unreasonable Advice To Clients Regarding Investments The Financial Industry Regulatory Authority (“FINRA”) reports alarming allegations of misconduct by securities broker Ian M. Deliz Morales (CRD#: 4697350, Tampa, Florida). Namely, an astounding 28 clients have filed lawsuits or complaints about the securities broker, who worked for Morgan Stanley in […]

Securities Broker Nancy Glassman Might Have Made Bad Trades Soreide Law Group is reviewing potential investor claims alleging bad securities business by Nancy Dawn Glassman (CRD#: 1734992, New York, NY). Namely, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that there are 4 investor disputes regarding the securities broker. Evidently, she worked for UBS Financial Services […]

On July 20, 2020, the Securities and Exchange Commission (SEC) charged the former registered representative and investment advisor, Michael Barry Carter, with fraud for stealing from brokerage clients and an elderly advisory client. Carter was formerly employed with Morgan Stanley of McLean, Virginia. The SEC’s complaint against Michael Barry Carter alleges that, from approximately October […]

Investors Of Hines Global REIT (HGR Liquidating Trust) Possibly Suffered Big Losses As a non-listed real estate investment trust (REIT), Hines Global REIT owned and managed a domestic and foreign real estate portfolio. The company, created in 2009, at one point owned 45 real estate related investments or properties in places like the United States, […]