Investors Allege Losses Due To Shapour Ejlal's Unauthorized Transactions Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming information in regard to securities broker Shapour Ejlal [CRD#: 1247346, New York, New York]. Supposedly, at least 3 clients raised serious concerns about the securities broker, who worked for Aegis Capital Corp. between August 14, 2014 […]

Zachary Feinsilver Allegedly Sold Bad Investments Evidently, investors are voicing complaints and serious concerns in regard to securities broker Zachary Feinsilver [CRD#: 5023830, North Miami Beach, Florida]. Supposedly, the securities broker, who joined FMSbonds on December 8, 2005, shows 5 investor disputes on FINRA BrokerCheck. Notably, FMSbonds clients indicate that Feinsilver recommended unsuitable and misrepresented […]

Soreide Law Group, based in South Florida, obtained the following information on the former Florida broker from FINRA’s website under, “Disciplinary and Other FINRA Actions” from January of 2020. ROBERT FREDERICK GENITO (CRD# 4760338) was barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm on November 22, 2019. According […]

UBS Broker Teresa Bravo Allegedly Recommends Bad Investments Investor Alert! The Financial Industry Regulatory Authority (FINRA) reports troubling allegations of sales practice violations by UBS Financial Services Inc. broker Teresa Bravo [CRD#: 1575928, San Juan, Puerto Rico]. Apparently, at least 27 clients disputed the sales practices of the securities broker. Altogether, these disclosures indicate that […]

Ausdal and Madison Avenue Clients Take Aim At Broker David Geake Soreide Law Group is investigating potential investor claims of bad business practices by securities broker David Geake [CRD#: 3088891, Northbrook, Illinois]. Notably, Financial Industry Regulatory Authority (FINRA) BrokerCheck reports that no less than 6 clients contested the securities recommendations or sales of the securities […]

Soreide Law Group, based in Pompano Beach, Florida, obtained the following information on FINRA’s website under, “Discipline and Other FINRA Actions” January 2020: CLARK MORRIS NOBIL (CRD#: 348552) Miami Beach, Florida, was barred from association with any FINRA member in all capacities on November 19, 2019. Without admitting or denying FINRA’s findings, CLARK MORRIS NOBIL […]

Broker Chris Kubiak Barred By SEC After Pleading Guilty To Wire Fraud Soreide Law Group is reviewing possible investor claims against securities broker Chris Kubiak [CRD#: 1527367, Brookfield, Wisconsin]. Apparently, the Securities and Exchange Commission (“SEC”) barred the securities broker pursuant to Order 3-19345. Notably, Kubiak pled guilty to at least 1 count of wire […]

Investors Suggest Joseph Gunnar CEO Joseph Alagna Failed To Supervise Investors have come forward with complaints about securities broker Joseph Alagna Jr. [CRD#: 1840339, New York, New York]. Apparently, the securities broker, who currently serves as Chief Executive Officer of Joseph Gunnar, discloses 3 investor disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Apparently, Joseph […]

RBC Broker Dan Peltier Fined, Suspended For Stock Manipulation Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of sales practice violations by RBC Capital Markets securities broker Dan Peltier [CRD#: 2677761, Stillwater, Minnesota]. Not only has FINRA sanctioned the securities broker, but at least 3 clients disputed his sales practices. Altogether, these […]