DA Davidson Allegedly Recommends Bad Investments Investors are filing disputes against securities broker DA Davidson Co. securities broker Gregory Roy Tucker (CRD#: 501274, Des Moines, Iowa). Notably, the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report for Tucker shows that at least 8 clients disputed his sales practices since 2016. These investors suggest that Tucker provided […]

Broker Sean Kelly Apparently Misused Funds, Defrauding Investors Soreide Law Group is reviewing possible investor lawsuits against securities broker Sean Joseph Kelly (CRD#: 2294170, Marietta, Georgia). Evidently, the Financial Industry Regulatory Authority (“FINRA”) reports that 6 investors brought disputes about the securities broker, who worked for Capital Financial Services (2012 to 2017) and Center Street […]

RYAN MATTHEW DAVIS (RYAN M DAVIS, RYAN DAVIS) CRD#: 6219294, a broker formerly with Wells Fargo Clearing Services of Mahwah, New Jersey, was suspended by the Financial Industry Regulatory Authority (FINRA) on June 24, 2020, from association with any FINRA member in any capacity for 18 months (from 7/6/2020 to 1/5/2022) and fined $15,000 following […]

Broker Michael Venturino Supposedly Breached Fiduciary Duty, Churned Aegis Customer's Account Soreide Law Group wants to know if you sustained losses by investing with Michael Christopher Venturino (CRD#: 5872439, Garden City, New York). Venturino is a securities broker who joined Spartan Capital Securities in April 2018 and who also worked for Aegis Capital Corp (2014-2017) […]

Breach Of Fiduciary Duty Alleged By Clients Of Barred Broker Greg McKinney Two more investor disputes have surfaced on the FINRA BrokerCheck Report for James Gregory McKinney (CRD#: 2100850, Tulsa, Oklahoma). Notably, FINRA barred McKinney as a stockbroker for failing to testify regarding his alleged sales practice violations. Not only that, but clients have filed […]

Centaurus Clients Indicate Broker Ricky Mantei Breached Fiduciary Duty The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of sales practice violations by Ricky Alan Mantei (CRD#: 1098981, Lexington, South Carolina). Specifically, the financial advisor, who worked for firms JP Turner & Company, LLC (March 2010 to June 2015) and Centaurus Financial, Inc. (May 2015 […]

Chesapeake Energy Corp Filing Chapter 11 Bankruptcy Soreide Law Group is reviewing possible investor actions alleging unsuitability, misrepresentation and other sales practice violations against securities brokers and financial advisors who recommended investments in Chesapeake Energy Corp. Namely, on June 28, 2020, Chesapeake Energy Corp, who is known as a large shale-gas company, filed for Chapter […]

Brokers, Advisors Could Have Made Bad Recommendations About FS KKR Capital Corp II (NYSE: FSKR) Soreide Law Group is reviewing potential investor claims of unsuitable sales and misrepresentations by financial advisors relating to FS KKR Capital Corp II (NYSE: FSKR). Here's what you need to know. Who Is FS KKR Capital Corp II? Evidently, FS […]

Investors Could Have Sustained Big Losses On Monitronics Bankruptcy Soreide Law Group is reviewing potential investor disputes against financial advisors, securities brokers and firms including National Securities Corp who may have improperly recommended Monitronics Escrow Bond among other Monitronics investments. Evidently, Monitronics International, Inc. emerged from Chapter 11 bankruptcy in 2019, eliminating $900,000,000.00 in debt. […]