Latest Securities Lawyer News

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May 16, 2020
Clients File Lawsuits About Andrew Corbman

Kovack Broker Andrew Corbman Allegedly Breached A Fiduciary Duty Investor Alert! Financial Industry Regulatory Authority (“FINRA”) BrokerCheck signals troubling information in regard to securities broker Andrew Corbman [CRD#: 2513558, Lansdowne, Virginia]. Apparently, at least 19 clients took issue with the securities broker, who worked for Kovack Securities (2011-2015) and Newbridge Securities Corporation (2015-2016). Not only […]

May 16, 2020
Investors File Disputes About JAY ZWIBEL

Broker Jay Zwibel Sold Unsuitable Investments, Clients Suggest Investors are bringing lawsuits indicating that their losses have been caused in part by securities broker Jason “Jay” Bell Zwibel [CRD#: 2460258, Wellington, Florida]. Apparently, the securities broker, who joined Garden State Securities in January 2010, discloses via Financial Industry Regulatory Authority (“FINRA”) BrokerCheck that at least […]

May 15, 2020
MICHAEL BURKOFF National Securities NY

Soreide Law Group is investigating broker, MICHAEL JAMES BURKOFF (MICHAEL BURKE, MIKE BURKOFF) CRD#: 2751980, who is registered with  NATIONAL SECURITIES CORPORATION in New York since 2001. According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, MICHAEL BURKOFF, has 5 Disclosures on his CRD report.  Of the 5 Disclosures, 4 are […]

May 14, 2020
Did Your Broker Advise You To Buy Risky Windstream Holdings Bonds or Stock?

Soreide Law Group is Investigating Claims of Investors Who Were Recommended Windstream Holdings, Inc. Bonds or Stock By Their Investment Advisors Windstream Bond victims call 888-760-6552 to start the recovery process now.  Windstream Holdings, Inc. has filed for bankruptcy because a court ruled it violated its bond covenants.  Windstream Bonds that were 6.375% senior notes […]

May 14, 2020
Midstream Energy MLP Losses?

Midstream energy companies are often thought of as safe investments. These are companies that provide processing, storage and transportation of crude oil and natural gas. Recently, the decline in valuations of the midstream and master limited partnership (MLP) energy sectors happened faster than the US energy crisis in 2015 and the financial crisis of 2008. […]

May 13, 2020
Oasis Petroleum Inc. Possible Bankruptcy

Broker Sold You Oasis Petroleum  Inc. Bonds, Stock, or Other Risky High Yield Oil and Gas Investments? Soreide Law Group is investigating bond sales made to clients by stock brokers that were highly invested in risky oil and gas bonds.  Despite the recent announcement the fed will be buying bond ETF’s it does not mean […]

May 13, 2020
NorthStar Healthcare Income Inc

On April 14, 2020, the chairman of NorthStar Healthcare Income, Inc. sent a letter to stockholders informing them that on April 7, 2020, NorthStar Healthcare's Board of Directors suspended all repurchases under the existing share repurchase program. This change went into effect on April 30, 2020. NorthStar Healthcare will not repurchase any shares as of […]

May 12, 2020
PEACE MURANS Allegedly Sold Bad Investments

UBS Clients Indicate That Peace Murans Made Unsuitable, Unauthorized Trades Investor Alert! Financial Industry Regulatory Authority ("FINRA") BrokerCheck shows troubling information in regard to former UBS Financial Services securities broker Paul “Peace” William Murans [CRD#: 3266607, Indianapolis, Indiana]. Apparently, at least four clients took issue with the securities broker.  Notably, three of those clients filed […]

May 12, 2020
Bill Utanski Sell You Unsuitable Stocks?

Ameriprise's Bill Utanksi Allegedly Makes Unsuitable Dendreon Corp. Stock Sales Soreide Law Group is looking into potential investor disputes against securities broker William (Bill) David Utanski [CRD#: 2576809, Fort Lauderdale, Florida]. Apparently, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that at least 5 clients took issue with the securities broker, who worked for Ameriprise Financial […]

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