FINRA Suspends Broker Brian Decker Soreide Law Group is investigating potential investor lawsuits against barred securities broker Brian Keith Decker [CRD#: 4565524, New York, New York]. Apparently, Decker associated with Worden Capital Management from 2017 to 2018. He also worked for Legend Securities from 2009 to 2016. Notably, FINRA barred the securities broker, and 11 […]

Have you experienced losses in Tortoise Energy Infrastructure Corporation (TYG) due to the recommendations of your broker/dealer or your financial advisor? Soreide Law Group is now conducting an investigation on behalf of investors who have contacted us due to losses from purchasing Tortoise Energy Infrastructure Corporation (TYG), a Master Limited Partnership (MLP) on the advice […]

Soreide Law Group has been contacted by investors who were allegedly sold unsuitable investments presented by broker, TRAWNEGAN GALL (CRD#: 6266415) currently registered with WEALTHFORGE SECURITIES, LLC of Orange, California. According to FINRA’s BrokerCheck, which is available to the public on FINRA’s Website, TRAWNEGAN GALL has three disclosures on his CRD report.  Two of the […]

MSI Financial Clients File Disputes About Gary Hammond Investors are alleging losses caused by securities broker Gary Wayne Hammond [CRD#: 2660432, Charlotte, North Carolina]. Evidently, MSI Financial Services, who Hammond worked for from 2000 to 2017, disaffiliated with him for allegedly selling away and [mis]handling a client complaint. Most significantly, Hammond is involved in 10 […]

FINRA Bars Merrill Lynch's Jose 'Tomas' Giraldo Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Jose "Tomas" Giraldo [CRD#: 5429476, Chula Vista, California]. Notably, FINRA barred the securities broker, who worked for Merrill Lynch from October 15, 2013 to April 6, 2018. Previously, Merrill Lynch disaffiliated with […]

Newport, Paulson Investors Suggest Broker John Tarpinian Breached Fiduciary Duty Soreide Law Group is investigating potential investor claims against securities broker John Tarpinian [CRD#: 1013555, New York, New York]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that 12 clients contested securities recommendations or sales made by Tarpinian, who associated with Newport Coast Securities (“Newport”) […]

JOHN HOFF RUSSELL (CRD#: 728702), according to the FINRA report, was named in a customer complaint that asserted the following causes of action: breach of fiduciary duty, fraud, securities fraud, negligence, conspiracy, material misrepresentations and omissions, and violation of FINRA Rules 3110, 3120, and 3130. A Financial Industry Regulatory Authority Inc. (FINRA) arbitration panel awarded […]

Cantone Research CEO Anthony Cantone Willfully Defrauded Investors, FINRA Finds Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming issues concerning Cantone Research CEO Anthony Cantone [CRD#: 1066139, Eatontown, New Jersey]. Not only has FINRA suspended the securities broker for committing securities fraud, but 5 clients brought disputes against him. Mainly, these disclosures suggest […]

Centaurus Broker Cindy Chiellini Allegedly Causes Investor Losses On Bad Real Estate Securities Transactions Soreide Law Group is reviewing potential investor disputes against Centaurus Financial securities broker Cindy Porto Chiellini [CRD#: 1015592, Lexington, South Carolina]. Notably, Colorado Division of Securities filed an enforcement action against Chiellini for her allegedly unsuitable and dishonest sales practices. Also, […]