Soreide Law Group obtained the following information on FINRA’s website on the former broker Randy T Carpen under, “Disciplinary and Other FINRA Actions, March 2020.” FINRA has barred Randy T Carpen (Also known as R T Carpen, Ramsey Capen, Randy Carpen) (CRD #2469877, Fort Lauderdale, Florida) from acting as a broker or otherwise associating with […]

Your Securities Broker Or Financial Advisor Might Have Caused Your Coronavirus (Covid-19) Related Investment Losses Soreide Law Group is examining potential lawsuits on behalf of investors against their brokers, financial advisors and respective financial institutions who possibly advised those investors to purchase unsuitable or misrepresented investments that have since plummeted in value because of the […]

Principal Securities Broker John Priebe Involved In Investors' Suitability Disputes Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming information in regard to John Patrick Priebe Jr. [CRD#: 4389063, Waseca, Minnesota]. Not only has Principal Securities disaffiliated with the securities broker for potential sales practice violations, but at least three clients indicated that Priebe […]

Soreide Law Group, based in Pompano Beach, Florida, obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, March 2020.” Antonio Gutierrez Puente (Also known as: Antonio G Puente, Tony Puente) (CRD #2695224, Delray Beach, Florida) According to FINRA’s website, an Acceptance, Waiver and Consent (AWC) was issued in which Antonio Gutierrez […]

Soreide Law Group obtained the following information from FINRA’s website, which is available to the public, under “Disciplinary and Other FINRA Actions March 2010.” John Joseph Cahill (CRD #1240551, Mahwah, New Jersey) According to the FINRA report, an Acceptance, Waiver and Consent (AWC) was issued in which John Joseph Cahill was barred from association with […]

Berthel Fisher's Alvery Bartlett Allegedly Sold Bad Alternative Investments Soreide Law Group is reviewing possible investor claims against securities broker Alvery Anthony Bartlett Jr. (CRD#: 13975, Saint Louis, Missouri). Notably, Financial Industry Regulatory Authority ("FINRA") BrokerCheck shows that at least 3 clients raised serious concerns about the securities broker, who worked for Berthel Fisher Company […]

Soreide Law Group, based in Florida, obtained the following information on the former Florida broker from FINRA’s website under, “Disciplinary and Other FINRA Actions March 2020:” Gabriel William Hynes (GABE HYNES) (CRD #3152541, Saint Augustine, Florida) According to the FINRA report, an Acceptance, Waiver, and Consent (AWC) was issued in which Gabriel William Hynes was […]

Broker Benjamin Bourgeois Allegedly Converted Funds From LPL Financial Client Investor Alert! The Financial Industry Regulatory Authority ("FINRA") reports alarming allegations of improprieties by securities broker Benjamin Frank Bourgeois Jr. (CRD#: 2145555, Metairie, Louisiana). Notably, no less than 4 clients contested the securities recommendations or sales of the securities broker, who worked for Commonwealth Financial […]

LPL Broker Kevin Kuhlow Supposedly Caused Clients' Losses On Private Placements Soreide Law Group is investigating potential lawsuits against LPL Financial and securities broker Kevin Joseph Kuhlow (CRD#: 1993792, Los Gatos, California). Evidently, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports that 9 clients opposed actions taken by the securities broker, who associated with LPL Financial […]