The following summation was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, November, 2013.” Paul David Arnold (CRD #2278472, Registered Principal, Clearwater, Florida) was barred from association with any FINRA member in any capacity. Arnold did not pay restitution because the customer sought and obtained treble damages ('treble' is a term that indicates […]

The following summation was obtained on FINRA’s website under “Disciplinary and Other FINRA Actions, November, 2013.” Paul David Arnold (CRD #2278472, Registered Principal, Clearwater, Florida) was barred from association with any FINRA member in any capacity. Arnold did not pay restitution because the customer sought and obtained treble damages ('treble' is a term that indicates […]

Soreide Law Group, (888) 760-6552, obtained the following summation of information on FINRA’s website under “Disciplinary and Other FINRA Actions, November, 2013.” Raymond James & Associates, Inc. (CRD #705, St. Petersburg, Florida) was censured, fined $15,000 and required to revise its WSPs (Written Supervisory Procedures). Without admitting or denying the findings, the firm consented to […]

The following summation was obtained from FINRA’s website under “Disciplinary and Other FINRA Actions, November, 2013.” Martinez-Ayme Financial Group Incorporated dba Martinez-Ayme Securites (CRD #109838, Miami, Florida) was censured and fined $25,000. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that an issuer raised […]

The following summation was obtained from FINRA’s website under “Disciplinary and Other FINRA Actions, November, 2013.” Martinez-Ayme Financial Group Incorporated dba Martinez-Ayme Securites (CRD #109838, Miami, Florida) was censured and fined $25,000. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that an issuer raised […]

Hugh R. Hunsinger, Jr., 50, of Pine Brook, New Jersey, a former Paramus financial advisor, was sentenced to five years in state prison for the theft of over $1.35 million from his own parents. Authorities called it, “as offensive as it is reprehensible.” Hunsinger took a plea deal in August which he surrendered his insurance […]

Hugh R. Hunsinger, Jr., 50, of Pine Brook, New Jersey, a former Paramus financial advisor, was sentenced to five years in state prison for the theft of over $1.35 million from his own parents. Authorities called it, “as offensive as it is reprehensible.” Hunsinger took a plea deal in August which he surrendered his insurance […]

Did you suffer investment losses in ArciTerra LLC investments, such as the ArciTerra note program or the ArciTerra National REIT? The Phoenix based ArciTerra Group, LLC, has been incorporated since 2005. They acquire, hold, develop, manage, lease, and sell real estate properties in North America, including single/multi-tenant retail, office, and industrial properties, neighborhood and community […]

Did you suffer investment losses in ArciTerra LLC investments, such as the ArciTerra note program or the ArciTerra National REIT? The Phoenix based ArciTerra Group, LLC, has been incorporated since 2005. They acquire, hold, develop, manage, lease, and sell real estate properties in North America, including single/multi-tenant retail, office, and industrial properties, neighborhood and community […]