Soreide Law Group has recently been contacted by investors who purchased: iPath S&P 500 VIX ST Futuresâ„¢ ETN (VXX) through broker, TIMOTHY VINCENT LONGO CRD#: 3059691 VXX’s 52 Week Range 13.78 - 71.48 Today it is trading around 13.80 YTD Return  -41.16%   Soreide Law Group is investigating Timothy Longo’s selling of VXX to his […]

Soreide Law Group, conveniently based in South Florida, is investigating Delray Beach, Florida broker: JEFFREY JOSEPH DRAPALA CRD#: 1674124 Drapala was named in a FINRA customer dispute.  According to Jeffrey Drapala’s BrokerCheck, there were allegations of:  Breach of Contract, Negligence, Suitability, Failure to Supervise. Drapala has been in the securities industry for 21 years and […]

FREDERICK EUGENE MONROE JR (FRED MONROE JR, FREDERICK EUGENE JR MONROE) CRD#: 2457010 According to the SEC documents, from February 2006 through June of 2015, Fred Monroe was a registered representative associated with Voya Financial Advisors, Inc. Fred Monroe, 61 years old, was a resident of Queensbury, New York and is presently incarcerated. On December […]

JEREMY SHAWN HIXSON (also known as: JEREMY HIXSON, JERRY S HIXSON, JERRY SHAWN HIXSON, JERRY HIXSON) CRD#: 2685988 Has been barred by both FINRA and the SEC from acting as a broker or investment adviser or otherwise associating with firms that sell securities or provide investment advice to the public. According to the SEC documents, […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients against, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MERRILL LYNCH) and JOHN KIRKLAND MOY (JOHN MOY or MOY), CRD# 848350. The Claimants, a retired couple from Florida in their late 70s and early 80s, have been married for over 50 years.  The […]

Former Merrill Lynch financial advisor, JESSE JOSEPH HOLOVACKO (CRD#: 5112298), 39 years-old from Sayreville, New Jersey, was convicted of defrauding his client out of his retirement savings and using the funds for his own benefit. Holovacko was convicted of six counts of wire fraud and one count of investment advisor fraud. The Financial Industry Regulatory […]

Soreide Law Group is investigating claims on behalf of clients against: CHRISTOPHER PAUL ANTHONY (CHRIS ANTHONY) CRD#: 1157930 There have been two complaints filed so far with the Financial Industry Regulatory Authority, Inc. (FINRA) against Anthony which are currently pending. In August 2016, a client alleged unsuitable investments, churning, and failure to supervise. The time […]

On April 20, 2017, the former South Florida broker, SCOTT ALLEN SIBLEY (CRD#: 1523981) was barred by the Financial Industry Regulatory Authority Inc. (FINRA) for allegedly making unauthorized trades for one client, making unsuitable recommendations for 10 clients, and creating false records of the trades. FINRA stated that Sibley was employed at Raymond James, November […]

Soreide Law Group (888-760-6552) represents clients nationwide before FINRA.  We obtained the following information from FINRA’s April 2017 Disciplinary Report: James David Calder II (CRD #4022637, Borger, Texas) was assessed a deferred fine of $15,000 and suspended by FINRA for six months for allegedly engaging an undisclosed outside business activity by participating in the sale […]