Investors apparently complained about securities broker Solomon Tobal [CRD: 7643877, Hackensack, New Jersey], based on disclosures on FINRA BrokerCheck. Evidently, Tobal worked for Morgan Stanley from November 27, 2023, to August 20, 2025, and previously with VCP Financial LLC from February 13, 2023, to September 19, 2023. As of July 22, 2025, he has been registered with Wells Fargo Advisors Financial Network LLC and Wells Fargo Advisors in Hackensack, New Jersey. Keep reading to learn more about Tobal’s disclosures.
Morgan Stanley Investor Accused Tobal Of Misrepresentation
Notably, on August 29, 2025, a Morgan Stanley client filed a complaint about Solomon Tobal. Mainly, the client alleged that Tobal made misrepresentations concerning commissions and a managed account. As a result, the client requested compensation from Morgan Stanley or Tobal.
Investor Accused Solomon Tobal Of Misrepresenting Commissions
Also, on August 5, 2025, a Morgan Stanley client filed a complaint about Solomon Tobal. Primarily, the client alleged that Tobal made misrepresentations regarding equities commissions and an alternative investment placement fee. Therefore, the client requested compensation from Morgan Stanley or Tobal.
Morgan Stanley Investor Accused Tobal Of Sales Practice Violations
Particularly, on July 25, 2025, a Morgan Stanley client filed a complaint about Solomon Tobal. Mainly, the client alleged that Tobal made misrepresentations about stock trading commissions and advisory accounts. Consequently, the client requested compensation from Morgan Stanley or Tobal.
Morgan Stanley Terminated Solomon Tobal For Allegations Regarding Client Accounts
Specifically, on July 22, 2025, Morgan Stanley disaffiliated with Tobal. Evidently, Morgan Stanley alleged that Tobal engaged in unauthorized trading in equities.
Have You Made Investments Through Securities Broker Tobal?
Did you experience losses because of Solomon Tobal? You can get in touch with Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer about a possible recovery of your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Tobal and brokerage firms Tobal worked for deny accusations referenced in public disclosures.