FINRA issued sanctions to securities broker Christopher Mack Watkins (also known as Christopher Watkins) [CRD: 2376887, Farmington, Utah], and an investor complained about him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Christopher Watkins worked for Watkins Financial Services Inc. from September 22, 2000, to December 31, 2023. Keep reading to learn […]

FINRA BrokerCheck shows that investors disputed the actions of Phillip Oxford Sherrill, also known as Phil Oxford Sherrill [CRD: 1160379, Cornelius, North Carolina]. Sherrill joined Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. in 2011. Below, investors can find more information on the disclosures related to Sherrill's activities in the securities industry. Allegations […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses due to the conduct of securities broker and financial advisor, Kurt Douglas Cambier (CRD#: 1392482, Littleton, Colorado). Evidently, Cambier currently works with Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. in Littleton and Grand Junction, Colorado, […]

Merrill Lynch’s Thomas Buck Is Going To Jail For Defrauding Investors Thomas Joseph Buck (CRD#: 1024868, Indianapolis, Indiana), the general securities representative of Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), will go to prison for forty months for committing securities fraud. Supposedly, Buck charged $2,000,000.00 in excessive commissions to customers holding commission-based trading […]