Investors apparently complained about securities broker Solomon Tobal [CRD: 7643877, Hackensack, New Jersey], based on disclosures on FINRA BrokerCheck. Evidently, Tobal worked for Morgan Stanley from November 27, 2023, to August 20, 2025, and previously with VCP Financial LLC from February 13, 2023, to September 19, 2023. As of July 22, 2025, he has been registered with Wells Fargo Advisors Financial Network LLC and Wells Fargo Advisors in Hackensack, New Jersey. Keep reading to learn more about Tobal’s disclosures.
Notably, on August 29, 2025, a Morgan Stanley client filed a complaint about Solomon Tobal. Mainly, the client alleged that Tobal made misrepresentations concerning commissions and a managed account. As a result, the client requested compensation from Morgan Stanley or Tobal.
Also, on August 5, 2025, a Morgan Stanley client filed a complaint about Solomon Tobal. Primarily, the client alleged that Tobal made misrepresentations regarding equities commissions and an alternative investment placement fee. Therefore, the client requested compensation from Morgan Stanley or Tobal.
Particularly, on July 25, 2025, a Morgan Stanley client filed a complaint about Solomon Tobal. Mainly, the client alleged that Tobal made misrepresentations about stock trading commissions and advisory accounts. Consequently, the client requested compensation from Morgan Stanley or Tobal.
Specifically, on July 22, 2025, Morgan Stanley disaffiliated with Tobal. Evidently, Morgan Stanley alleged that Tobal engaged in unauthorized trading in equities.
Did you experience losses because of Solomon Tobal? You can get in touch with Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer about a possible recovery of your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Tobal and brokerage firms Tobal worked for deny accusations referenced in public disclosures.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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