October 3, 2013

Soreide Law Group Files FINRA Arbirtations Against UBS for Sale of Puerto Rican Bond Funds

Soreide Law Group is currently filing FINRA arbitrations against UBS on behalf Investors in Puerto Rican Bond Funds through UBS, Banco Popular and Banco Santander.

Soreide Law Group is investigating claims for the following Puerto Rican Bond Funds:

UBS Financial Services of Puerto Rico Inc.;

UBS Trust Company of Puerto Rico;

Puerto Rico Fixed Income Fund, Inc. I;

Puerto Rico Fixed Income Fund, Inc. II;

Puerto Rico Fixed Income Fund, Inc. II;

Puerto Rico Fixed Income Fund, Inc. III;

Puerto Rico Fixed Income Fund, Inc. IV;

Puerto Rico Fixed Income Fund, Inc. V;

Puerto Rico Investors Tax-Free Fund, Inc.;

Puerto Rico Investors Tax-Free Fund, Inc. III;

Puerto Rico AAA Portfolio Bond Fund, Inc.;

Puerto Rico AAA Portfolio Bond Fund, Inc., I;

Puerto Rico AAA Portfolio Target Maturity Fund, Inc.;

Tax Free Puerto Rico Target Maturity Fund Inc.

It was alleged by the SEC that during 2008 and 2009, UBS PR, made misrepresentations and omissions of material facts to numerous retail customers in Puerto Rico regarding the secondary market liquidity and pricing.

If you purchased any of the aforementioned funds from UBS Financial Services Incorporated of Puerto Rico (https://www.securitieslawyer.com/ubspuertoricofundloss.html), or through UBS in the United States, please call (888) 760-6552 for a free consultation to learn how you may be able to recover some, or all, of your investment losses through the filing of a FINRA arbitration. Soreide Law Group (https://www.securitieslawyer.com) is currently representing investors nationally and internationally against UBS.

S H A R E   T H I S   P O S T

Recent Posts

July 11, 2026
Cambridge Investment Research Sanctioned By FINRA Over UIT Recommendations

Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]

July 10, 2026
Infinity Financial Services Sanctioned By FINRA Over Variable Annuity Supervision Failures

Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]

July 10, 2026
NextGenTech Investments LLC Losses?

Soreide Law Group is investigating potential investor claims involving losses in NextGenTech Investments LLC, a private fund managed by Sestante Capital LLC that purported to provide investors with economic exposure to shares of private companies, including Anduril Industries. Recent criminal proceedings involving Sestante Capital's manager have raised significant concerns regarding the offering, the representations made […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved