October 3, 2013

Soreide Law Group Files FINRA Arbirtations Against UBS for Sale of Puerto Rican Bond Funds

Soreide Law Group is currently filing FINRA arbitrations against UBS on behalf Investors in Puerto Rican Bond Funds through UBS, Banco Popular and Banco Santander.

Soreide Law Group is investigating claims for the following Puerto Rican Bond Funds:

UBS Financial Services of Puerto Rico Inc.;

UBS Trust Company of Puerto Rico;

Puerto Rico Fixed Income Fund, Inc. I;

Puerto Rico Fixed Income Fund, Inc. II;

Puerto Rico Fixed Income Fund, Inc. II;

Puerto Rico Fixed Income Fund, Inc. III;

Puerto Rico Fixed Income Fund, Inc. IV;

Puerto Rico Fixed Income Fund, Inc. V;

Puerto Rico Investors Tax-Free Fund, Inc.;

Puerto Rico Investors Tax-Free Fund, Inc. III;

Puerto Rico AAA Portfolio Bond Fund, Inc.;

Puerto Rico AAA Portfolio Bond Fund, Inc., I;

Puerto Rico AAA Portfolio Target Maturity Fund, Inc.;

Tax Free Puerto Rico Target Maturity Fund Inc.

It was alleged by the SEC that during 2008 and 2009, UBS PR, made misrepresentations and omissions of material facts to numerous retail customers in Puerto Rico regarding the secondary market liquidity and pricing.

If you purchased any of the aforementioned funds from UBS Financial Services Incorporated of Puerto Rico (https://www.securitieslawyer.com/ubspuertoricofundloss.html), or through UBS in the United States, please call (888) 760-6552 for a free consultation to learn how you may be able to recover some, or all, of your investment losses through the filing of a FINRA arbitration. Soreide Law Group (https://www.securitieslawyer.com) is currently representing investors nationally and internationally against UBS.

S H A R E   T H I S   P O S T

Recent Posts

April 15, 2026
THOMAS C SHULTZ of REALTA EQUITIES

Soreide Law Group has been contacted by an investor experiencing losses in GWG L Bonds, due to the alleged recommendation of broker/investment advisor, THOMAS CAINE SHULTZ (THOMAS SHULTZ, THOMAS C SHULTZ).  Shultz is currently registered both as a broker and investment advisor with REALTA EQUITIES, INC of Phoenix, Arizona since 7/25/2023.  He was previously registered with […]

April 14, 2026
TechCreate Group Ltd. (TCGL) Losses?

Soreide Law Group is investigating potential investor claims involving TechCreate Group Ltd. (TCGL) stock, particularly whether brokers or financial advisors improperly recommended this security despite emerging warning signs. TCGL is a publicly traded foreign holding company whose shares were subject to an SEC trading suspension, raising serious concerns for investors. There is significant adverse regulatory […]

April 14, 2026
Bradley Davidson The Focus Of Emerson Equity LLC Investor Arbitration Claim About Negligence

Investors might have sustained losses due to securities broker Bradley Owen Davidson [CRD: 5142256, Mission Viejo, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Davidson has been registered with Emerson Equity LLC since February 2, 2024, and previously worked for firms including Secure Asset Management LLC from February 22, […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved