In a recent Reuters' article, Miguel A. Ferrer, the former chairman of UBS Financial Services Inc of Puerto Rico, a unit of UBS AG, told a meeting of their brokers on June 2, 2011, in San Juan, that they needed to change their mindset or leave. This was according to an audio recording in Spanish […]

UBS of Puerto Rico is allegedly under investigation for fraud by the Securities and Exchange Commission (SEC) and the U.S. Department of Justice. UBS, a Swiss bank, has had huge losses by its wealth management clients over the past few years causing a multitude of lawsuits. These lawsuits are claiming that allegedly UBS extended credit […]

Félix “Tito” Trinidad, a Puerto Rican boxing legend, is being pursued by creditors while he files a claim against the financial advisor who invested more than $60 million of his money in Puerto Rican government bonds. Felix Trinidad has filed with the Financial Industry Regulatory Authority (FINRA) claiming that his financial advisor, José “Pepe” Ramos, […]

Soreide Law Group has filed a lawsuit with the Financial Industry Regulatory Authority, also known as FINRA, against UBS Financial Services Incorporated Puerto Rico, and broker Eladio Jesus Perez, Jr. The lawsuit was filed on behalf of a 70 year-old investor in Puerto Rico bond funds, alleging unsuitability, over-concentration of funds, excessive and inappropriate use […]

Soreide Law Group has filed a lawsuit with the Financial Industry Regulatory Authority, also known as FINRA, against UBS Financial Services Incorporated Puerto Rico, and broker Eladio Jesus Perez, Jr. The lawsuit was filed on behalf of a 70 year-old investor in Puerto Rico bond funds, alleging unsuitability, over-concentration of funds, excessive and inappropriate use […]

Soreide Law Group is currently filing FINRA arbitrations against UBS on behalf Investors in Puerto Rican Bond Funds through UBS, Banco Popular and Banco Santander. Soreide Law Group is investigating claims for the following Puerto Rican Bond Funds: UBS Financial Services of Puerto Rico Inc.; UBS Trust Company of Puerto Rico; Puerto Rico Fixed Income […]

Soreide Law Group is currently filing FINRA arbitrations against UBS on behalf Investors in Puerto Rican Bond Funds through UBS, Banco Popular and Banco Santander. Soreide Law Group is investigating claims for the following Puerto Rican Bond Funds: UBS Financial Services of Puerto Rico Inc.; UBS Trust Company of Puerto Rico; Puerto Rico Fixed Income […]