Kenneth Doyle Brownlee (CRD #1277737, Spartanburg, South Carolina)
was fined $7,500 and suspended by FINRA because he allegedly, on 13 occasions, contacted an annuity company and impersonated three of his customers. Brownlee did this in order to effect distributions, which had been authorized by the customer, from their annuity contracts. This totaled $35,500.
According to FINRA Brownlee called the annuity company’s customer service center and falsely identified himself as the customer to facilitate the transactions.
The suspension was in effect from May 5, 2014, through June 16, 2014.
(FINRA Case #2013036955501)
Kenneth Doyle Brownlee is currently registered with the following securities firm(s):
LINCOLN FINANCIAL SECURITIES CORPORATION (CRD# 3870) Registered with this firm since 2/1/2010
390 EAST HENRY STREET, SUITE 102, SPARTANBURG, SC 29302
Kenneth Doyle Brownlee was previously registered with the following securities firm(s):
SECURITIES AMERICA, INC. (CRD# 10205) - SPARTANBURG, SC
12/2008 - 02/2010
SYNERGY INVESTMENT GROUP, LLC (CRD# 46035) - SPARTANBURG, SC
06/2008 - 01/2009
ING FINANCIAL PARTNERS, INC. (CRD# 2882) - SPARTANBURG, SC
03/2002 - 06/2008
METLIFE SECURITIES INC. (CRD# 14251) - NEW YORK, NY
02/2000 - 04/2002
METROPOLITAN LIFE INSURANCE COMPANY (CRD# 4095) - NEW YORK, NY
02/2000 - 04/2002
CAPITAL BROKERAGE CORPORATION (CRD# 10465) - RICHMOND, VA
12/1997 - 03/2000
This ends FINRA's information from "Disciplinary and Other Actions, June, 2014.
If you experienced investment losses due to a stock broker/financial advisor’s recommendations of annuities, call Soreide Law Group for a free consultation with an attorney on how to potentially recover your losses: 888-760-6552.
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