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June 24, 2014
South Carolina Broker Fined and Suspended for Allegedly Impersonating Customers by Phone

Kenneth Doyle Brownlee (CRD #1277737, Spartanburg, South Carolina) was fined $7,500 and suspended by FINRA because he allegedly, on 13 occasions, contacted an annuity company and impersonated three of his customers. Brownlee did this in order to effect distributions, which had been authorized by the customer, from their annuity contracts. This totaled $35,500. According to […]

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