The Florida-based Soreide Law Group, (888) 760-6552, has obtained the following summation from FINRA's website “Disciplinary and Other FINRA Actions February, 2015.”
Darrell Robert Vanpamel (CRD #5117737, Cape Coral, Florida)
was fined $5,000 and suspended by FINRA for one month for allegedly failing to provide written notice to his member firm prior to engaging in outside business activities and accepting compensation for such activities.
The suspension was in effect from January 5, 2015, through February 4, 2015.
(FINRA Case #2013037723101)
Darrell R Vanpamel was registered in the securities industry for 8 years and was previously registered with the following securities firm(s):
08/2013 - 02/2015 GRADIENT SECURITIES, LLC (CRD# 127701) - PUNTA GORDA, FL
03/2006 - 07/2013 USA FINANCIAL SECURITIES CORPORATION (CRD# 103857) - PRUDENVILLE, MI
The summation of information obtained from FINRA's website ends here.
If you have experienced investment losses due to your broker or financial advisor's recommendations, please call Soreide Law Group for a free consultation with an attorney on a possible recovery of those losses: 888-760-6552.
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