Investors potentially experienced sales practice violations due to securities broker Gregory John Libby [CRD: 2455485, Paramus, New Jersey], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Libby has been employed with Morgan Stanley at its Paramus, New Jersey branch since June 1, 2009, and continues to be registered with the firm as both a broker and investment adviser. Read below to learn more about the disclosures involving Libby and the allegations connected to his securities practices.
Notably, on May 5, 2025, a Morgan Stanley client filed FINRA Arbitration No. 25-00909 about Gregory Libby. Mainly, the client alleged that Libby made unsuitable recommendations between 2019 and 2025 regarding an investments strategy. Consequently, the investor allegedly incurred damages linked to stocks. As a result, the client requested $500,000 in compensation from Morgan Stanley or Libby. This arbitration is pending a resolution.
Also, a client of Morgan Stanley contested Gregory Libby’s sales practices, according to a complaint. Allegedly, Libby gave unsuitable advice for the client’s retirement account, resulting in damages on stocks. Therefore, Morgan Stanley opted to settle the matter on February 15, 2024, by compensating the client in the amount of $50,000.
Are you concerned regarding investments you made with Gregory Libby? If so, contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer regarding recovering your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the USA. The firm also takes cases through a contingency fee arrangement and advances all costs. Libby and brokerage firms Libby worked for deny accusations referenced in public disclosures.
KEVIN CHRISTOPHER MCCARTHY (KEVIN C MCCARTHY) was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm with a start date of 5/7/2026. McCarthy was registered as a broker with MADISON AVENUE SECURITIES LLC of Hialeah, Florida, from 12/04/2007 - 01/30/2026. McCarthy was previously registered both as a broker […]
Investors might have sustained losses due to securities broker William H. Grant [CRD: 4219455, Duluth, Georgia], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Grant has been registered with Merrill Lynch since October 23, 2009, as both a securities broker and financial advisor. Investors are encouraged to continue reading to find […]
Investors apparently complained about securities broker James Francis Martin [CRD: 1218618, West Conshohocken, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin worked for Morgan Stanley from April 4, 2016, to December 2, 2022. See the following information to discover more about disclosures involving Martin and allegations reported on FINRA BrokerCheck. Martin […]
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