Investors might have sustained losses because of securities broker Stephen Edson Bush (also known as Steve Bush) [CRD: 1898917, Weddington, North Carolina], according to disclosures on FINRA BrokerCheck. According to the regulator, Bush has worked for Capital Investment Group Inc. since August 31, 2018, and Capital Investment Advisory Services LLC since September 1, 2018. Previously, he worked for LPL Financial LLC from August 4, 1995, to September 11, 2018. Keep reading to learn more about the disclosures involving Bush.
Specifically, on March 19, 2024, an LPL Financial LLC client filed FINRA Arbitration No. 24-00611 regarding Stephen Bush. The client alleged that Bush made unsuitable investment recommendations that did not align with the client’s investment objectives and risk tolerance. Because of this, the client allegedly sustained damages related to real estate securities. The client is seeking compensation in an amount exceeding $5,000. Evidently, this arbitration is pending a resolution.
Also, a client of LPL Financial LLC contested Stephen Bush’s sales practices, according to a complaint dated November 3, 2022. Allegedly, Bush made unsuitable recommendations. It appears that Bush allegedly caused the client to sustain damages related to direct investments. Allegedly, the client purchased $100,000 of Northstar Healthcare Income Inc. in his IRA, as well as $50,000 of the same product and an additional $50,000 of Northstar Real Estate Income Inc. in the C. Alley Associates Profit Sharing Plan. This complaint has since been closed without a resolution.
Seeking more information about Stephen Bush? If you incurred losses, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer concerning a potential recovery. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Bush and brokerage firms he worked for deny accusations of sales practice violations.
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