Investors have come forward with complaints about securities broker Steven Greer AKA Andrew Greer [CRD#: 5976309, Charlotte, NC]. Evidently, the securities broker, who worked for GF Investment Services, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, GF Investment Services clients allege that Greer violated securities laws, breached a fiduciary duty, acted unethically, and made unsuitable recommendations. For more on these disclosures about Greer, see below.
Evidently, a client of GF Investment Services contested Steven Greer’s sales practices by filing Civil Suit #: 22-CVS-1520 on February 24, 2022. Allegedly, Greer violated securities laws, breached a fiduciary duty, acted unethically, and made unsuitable recommendations. Supposedly, the fixed annuities, real estate securities, BDCs, and DPPs which Greer sold or recommended had caused the client to sustain damages. Therefore, the client seeks compensatory relief from GF Investment Services or Greer in the amount of $25,000 in this ongoing matter.
Also, on November 25, 2020, a GF Investment Services client filed a complaint about Steven Greer. Notably, the client alleged that Greer made unsuitable recommendations, and made omissions. Because of this, the client sustained damages on DPPs and LPs and real estate securities. Therefore, the client requested $15,224 in compensation from GF Investment Services or Greer. Evidently, this complaint is pending a resolution.
Evidently, on September 3, 2020, a GF Investment Services client filed a complaint about Steven Greer. Namely, the client alleged that Greer made unsuitable recommendations, and violated FINRA rules. Because of this, the client sustained damages on real estate securities. Therefore, the client requested $5,000 in compensation from GF Investment Services or Greer. Evidently, this complaint is pending a resolution.
Have you experienced damages by investing with Steven Greer? If so, get in touch with Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about potentially recovering your investment losses. Soreide Law Group, who has successfully recovered money for investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Greer and brokerage firms Greer was employed by deny any and all allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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