John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

Investors have come forward with complaints about securities broker Steven Greer AKA Andrew Greer [CRD#: 5976309, Charlotte, NC]. Evidently, the securities broker, who worked for GF Investment Services, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, GF Investment Services clients allege that Greer violated securities laws, breached a fiduciary duty, acted unethically, and made unsuitable recommendations. For more on these disclosures about Greer, see below.
Evidently, a client of GF Investment Services contested Steven Greer’s sales practices by filing Civil Suit #: 22-CVS-1520 on February 24, 2022. Allegedly, Greer violated securities laws, breached a fiduciary duty, acted unethically, and made unsuitable recommendations. Supposedly, the fixed annuities, real estate securities, BDCs, and DPPs which Greer sold or recommended had caused the client to sustain damages. Therefore, the client seeks compensatory relief from GF Investment Services or Greer in the amount of $25,000 in this ongoing matter.
Also, on November 25, 2020, a GF Investment Services client filed a complaint about Steven Greer. Notably, the client alleged that Greer made unsuitable recommendations, and made omissions. Because of this, the client sustained damages on DPPs and LPs and real estate securities. Therefore, the client requested $15,224 in compensation from GF Investment Services or Greer. Evidently, this complaint is pending a resolution.
Evidently, on September 3, 2020, a GF Investment Services client filed a complaint about Steven Greer. Namely, the client alleged that Greer made unsuitable recommendations, and violated FINRA rules. Because of this, the client sustained damages on real estate securities. Therefore, the client requested $5,000 in compensation from GF Investment Services or Greer. Evidently, this complaint is pending a resolution.
Have you experienced damages by investing with Steven Greer? If so, get in touch with Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about potentially recovering your investment losses. Soreide Law Group, who has successfully recovered money for investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Greer and brokerage firms Greer was employed by deny any and all allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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