Suzette Lawrence Involved In D.A. Davidson Client’s Mismanagement Dispute

Investors potentially experienced sales practice violations due to securities broker Suzette Lawrence (also known as Suzy Lawrence) [CRD: 2651541, Pasadena, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Lawrence has worked for Independent Financial Group LLC since March 15, 2024, and previously was with D.A. Davidson Co. from November 25, 2013, to March 8, 2024. Read below to find out more about the disclosures connected to Suzette Lawrence.

D.A. Davidson Co. Investor Accused Suzy Lawrence Of Mismanagement

Specifically, on December 16, 2024, a D.A. Davidson Co. client filed a complaint about Suzette Lawrence. Primarily, the client alleged that Lawrence mismanaged her account and did not act in her best interest. For this reason, the client allegedly sustained damages connected to stocks. As a result, the client requested compensation from D.A. Davidson Co. or Lawrence. The claim was later denied on January 9, 2025.

D.A. Davidson Co. Investor Accused Suzette Lawrence Of Poor Performance

Additionally, a client filed a complaint about Suzette Lawrence. Mainly, the client alleged that Lawrence caused poor performance and losses in an investment advisory account. Consequently, on January 31, 2024, D.A. Davidson Co. settled this matter by paying the client $30,000.00 in damages.

Suzy Lawrence Disclosed Sales Practice Violation Allegations By D.A. Davidson Co. Client

Evidently, a client of D.A. Davidson Co. disputed Suzette Lawrence’s sales practices, according to a complaint. Allegedly, Lawrence mismanaged the client’s account. Supposedly, Lawrence caused the client to sustain damages on stocks. Therefore, D.A. Davidson Co. opted to settle the matter on December 15, 2023, by compensating the client in the amount of $40,000.00.

Were You Impacted By Financial Advisor / Securities Broker Suzette Lawrence?

Are you concerned regarding investments you made with Suzette Lawrence? You should contact Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a potential recovery of your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm works on a contingency fee arrangement and advances all costs. Lawrence and brokerage firms Lawrence worked for deny allegations referenced in public disclosures.