Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
October 18, 2025
Suzette Lawrence Involved In D.A. Davidson Client’s Mismanagement Dispute

Investors potentially experienced sales practice violations due to securities broker Suzette Lawrence (also known as Suzy Lawrence) [CRD: 2651541, Pasadena, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Lawrence has worked for Independent Financial Group LLC since March 15, 2024, and previously was with D.A. Davidson Co. from November 25, 2013, […]

Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved