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October 24, 2025
AEGIS CAPITAL CORP Fined $275K by FINRA

AEGIS CAPITAL CORP, with its main office located in New York, was censured, and fined $275,000.00 according to the FINRA report dated October 17, 2025. A recent article from FNG, states that since 2019, AEGIS CAPITAL CORP has paid several million dollars to its corporate parent. Allegedly, Aegis recorded the payments in its general ledger […]

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