Investors reportedly complained about securities broker Andrew Spiro Pandis [CRD: 2928410, Forest Hills, New York], according to disclosures on FINRA BrokerCheck. Evidently, Pandis worked for Cetera Investment Services LLC from December 1, 2017, to July 24, 2025. Read on to discover more about the disclosures involving Pandis.
Essex National Securities LLC Investor Accused Pandis Of Unsuitable Recommendations And Overconcentration
Specifically, on December 11, 2024, an Essex National Securities LLC client filed FINRA Arbitration No. 24-02577 about Andrew Pandis. Primarily, the client alleged that Pandis gave unsuitable advice and overconcentrated assets into real estate securities. As a result, the client requested more than $260,000 in compensation from Essex National Securities LLC or Pandis. This arbitration is pending a resolution.
Andrew Pandis Disclosed Misrepresentation Allegations By Essex National Securities LLC Client
Evidently, a client of Essex National Securities LLC contested Andrew Pandis’s sales practices by bringing FINRA Arbitration No. 24-02309 on October 28, 2024. Allegedly, Pandis made misrepresentations and gave an unsuitable recommendation relating to real estate securities. Therefore, the client seeks compensation from Essex National Securities LLC or Pandis in the amount of $35,000 in this ongoing matter.
Investor Accused Pandis Of Breach Of Contract
Also, on August 28, 2023, a Cetera Investment Services LLC client filed Civil Action No. CV-011197-23 about Andrew Pandis. Primarily, the client alleged that Pandis breached a contract. Because of this, the client allegedly sustained damages connected to fixed annuities. Consequently, the client requested $12,385.61 in compensation from Cetera Investment Services LLC or Pandis. This civil suit settled for $7,281.05 on November 17, 2023.
Have You Made Investments Through Securities Broker Pandis?
Did you experience losses because of Andrew Pandis? You should contact Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer about a possible recovery of your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Pandis and brokerage firms Pandis worked for deny accusations referenced in public disclosures.
