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October 23, 2025
ALEXANDER INVESTMENT SERVICES Fined by FINRA

ALEXANDER INVESTMENT SERVICES CO. was censured and fined $25,000.00 as part of a settlement with the Financial Industry Regulatory Authority (FINRA). Their main office location is in Louisville, Kentucky. Without admitting or denying FINRA’s findings, ALEXANDER INVESTMENT SERVICES consented to the sanctions and to the entry of findings that it allegedly failed to comply with […]

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