Investors potentially experienced sales practice violations due to securities broker Charles Henry Garrido Jr. [CRD: 1191231, Chicago, Illinois], according to publicly available information on FINRA BrokerCheck. Evidently, Garrido has been registered with A.G.P. / Alliance Global Partners since October 30, 2018, and previously worked for McDonald Partners LLC in Chicago, Illinois, from August 16, 2011, […]

Broker Michael Shillin Under FINRA Investigation Soreide Law Group is reviewing possible investor lawsuits against securities broker Michael Francis Shillin (CRD#: 5927156, Altoona, WI). Notably, on November 20, 2020, FINRA initiated an investigation into the broker, who worked for securities firms Alliance Global Partners (AGP) from 2018 to 2020 and Raymond James from 2014 to […]