Investors complained about financial advisor / securities broker Jason A. Shelby [CRD: 4589734, Memphis, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jason Shelby worked for FSC Securities Corporation from October 19, 2006, to November 3, 2023, and has worked for Osaic Wealth Inc. since November 3, 2023. Keep reading to […]

Investors possibly experienced losses because of securities broker Randy Carter Cox [CRD: 2544998, Hudson Oaks, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cox joined OSAIC Wealth Inc. on November 3, 2023, and previously worked for FSC Securities Corporation from October 28, 1994, to November 3, 2023. Here’s an overview of Cox’s […]

Investors possibly experienced losses because of securities broker Tamara Ann Glenn (also known as Tamara Ann Dawson, Tamara Ann Gallegos, and Tamara Haselby) [CRD: 4324857, East Lansing, Michigan], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Tamara Glenn worked for LPL Financial LLC from June 13, 2023, to January 25, 2024; Sigma […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Joey Dale Miller [CRD: 6175826, New Braunfels, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joey Miller worked for Arete Wealth Advisors LLC from October 27, 2014, to November 2, 2023, and for Arete […]

Investors possibly experienced losses due to securities broker Jack Robert Thacker Jr. [CRD: 2754773, Nashville, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jack Thacker worked for Realta Equities Inc. and Realta Investment Advisors Inc. from September 20, 2023, and September 22, 2023, respectively. Here’s more about the securities broker’s disclosures. […]

FINRA sanctioned securities broker Brett Arthur Hartvigson [CRD: 2263087, San Diego, California], and investors might have sustained losses because of him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hartvigson worked for Independent Financial Group LLC from April 6, 2009, to October 27, 2023. Here’s more about Hartvigson’s disclosures. Financial Industry Regulatory […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Jack Robert Thacker Jr. [CRD: 2754773, Bristol, Virginia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Thacker worked for Center Street Securities Inc. from December 3, 2007, to October 10, 2023. Continue reading to learn […]

The company known as Strategic Student Senior Housing Trust Inc., which is based in Irvine, California, is in the business of owning and managing places where students and seniors live. This company, which doesn't trade its shares on the usual stock exchanges, had plans to make money and grow by investing in these very specific […]

On November 5, 2013, the U.S. Securities and Exchange Commission approved ATEL 16 LLC, a venture that set out to pool funds into a collection of basic technology equipment, then lease them to leading U.S. companies, referred to as high quality corporate credits. With a goal to raise $150 million in equity, ATEL 16 marked […]