Title goes here Financial Industry Regulatory Authority BrokerCheck contains a number of alarming concerns surrounding the sales practices of financial advisor Kirk Badii (CRD#: 5829768, Los Angeles, California). In summary, five investors brought lawsuits or complaints about the broker, who worked for Cantella (2018 to 2020), Raymond James (2018) and UBS Financial Services (2012 to […]

Madison Avenue Securities Clients Take Aim At Jim Geake Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports through BrokerCheck that investors brought complaints or lawsuits in regard to securities broker James “Jim” Andrew Geake (CRD#:2629008, Skokie, Illinois). Notably, investors brought eight disputes, at least half of which are from 2018 or later. If these […]

Barred Broker Jim Flynn Involved In Investor Disputes Droves of investors are filing disputes about securities broker James “Jim” Flynn (CRD#: 3082615, Greenville, South Carolina). Notably, the securities broker has a whopping 64 disclosures on his record via Financial industry Regulatory Authority (“FINRA”), nearly all of which are investor disputes. The securities broker, who worked […]

Uhlmann Broker John Hoidas Apparently Sold Unsuitable Alternative Investments Investor Alert! FINRA BrokerCheck reports serious problems regarding a securities broker and financial advisor by the name of John James Hoidas (CRD#: 1937971, Chicago, Illinois). Evidently, Hoidas worked for Uhlmann Price Securities and Uhlmann Investment Management from 2013 to 2020. In July 2020, he joined Chicago […]

Madison Avenue Broker Noel Vincent Allegedly Gave Poor Advice, Caused Investors' Losses Swarms of investors have filed disputes against securities broker Noel Ray Vincent (CRD#: 1370987, Southfield, Michigan). Namely, FINRA BrokerCheck shows an astounding 20 investor disputes involving the securities broker, who worked for Madison Avenue Securities from 2009 to 2018 and who worked for […]

Ameritas Clients Bring Disputes About Broker Robert Gianchiglia The investment loss recovery lawyers at Soreide Law Group have come across alarming information in regard to securities broker Robert Michael Gianchiglia (CRD#: 2117250, Worcester, Massachusetts). Namely, the securities broker, who joined securities firm UBS Financial Services in 2017 and who used to work for Ameritas Investment […]