Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
May 28, 2019
AMERICAN FINANCE TRUST (AFIN) - REIT ALERT

ATTENTION INVESTORS: AMERICAN FINANCE TRUST (AFIN) Losses? American Finance Trust (Nasdaq: AFIN), an externally managed REIT, has poorly performed causing serious concerns for investors. AFIN closed at $11.62 per share on May 24, 2019. This price is more than 50% less than the $23.56 estimated NAV which American Financial Trust stated in its June 2018 […]

April 15, 2019
Soreide Law Group Files FINRA Arbitration Against SAGEPOINT FINANCIAL, INC.

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against the Respondent: SAGEPOINT FINANCIAL, INC.  The Claimants, a couple residing in Texas, maintained a relationship with Sagepoint Financial, advisor MICHAEL GLEN HILL (Michael Hill) CRD#: 3026108.  The Respondents were allegedly made aware that the Claimants did not want to take […]

February 22, 2019
Soreide Law Group Files FINRA Arbitration Against FSC SECURITIES Due to AFIN Losses

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: FSC SECURITIES CORPORATION (Respondent) The Claimants, a married couple from Texas, maintained a relationship with FSC Securities and their former financial advisor, Richard Gigliotti. Gigliotti is not named in the lawsuit. FSC Securities and Richard Gigliotti were allegedly made aware […]

February 18, 2019
Did You Invest in AFIN and/or CLNC with CETERA Broker CHANG JEN VUNG?

Soreide Law Group is currently investigating claims on behalf of our clients against: CETERA INVESTMENT SERVICES LLC, and their registered representative, CHANG JEN VUNG (CRD#: 5347816)  The investors have sustained significant losses allegedly through the purchase of AFIN and/or CLNC from CETERA INVESTMENT SERVICES’ broker, CHANG JEN VUNG. Colony Credit Real Estate Inc. (CLNC) is […]

February 13, 2019
Did You Experience Losses in AFIN With First Allied Securities and Broker Mike Robertson?

Soreide Law Group has filed two FINRA arbitrations on behalf of their clients against: FIRST ALLIED SECURITIES, INC. The clients claim an alleged lack of supervision and actions of their former broker/financial advisor, now deceased: WILLIAM MICHAEL ROBERTSON (AKA: MIKE ROBERTSON) (CRD#: 823461). William Michael Robertson was based in the Houston, Texas area.  Robertson was […]

October 4, 2018
Did you Invest in REITS or Other Illiquid Investments Recommended by Brittney Sias while at Western International Securities?

Soreide Law Group has been contacted by investors who allegedly suffered losses after purchasing AFIN, REITs, and other illiquid investments through broker: BRITTNEY JADE SIAS (Also known as: ROSALIE P SIAS, BRITTNEY SIAS) CRD#: 4274432   At the time the alleged losses took place, Sias was with WESTERN INTERNATIONAL SECURITIES, INC. of WESTLAKE VILLAGE, CA. […]

August 16, 2018
Did Wenjinn "James" Chang of Independent Financial Group Sell You AFIN?

Soreide Law Group is investigating claims involving Independent Financial Group, LLC (IFG) and its financial advisor, Wenjinn (James) Chang, out of the firm’s Rockville, Maryland office regarding recommendations to investors to purchase concentrated investments in AFIN. Mr. Chang has been registered with IFG since 2012. Mr. Chang was previously registered with Ameritas from 2004-2012, AXA […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved