Soreide Law Group obtained the following from the July 2017 FINRA Disciplinary Report:  V CULLEN KEMPSON III (aka V CULLEN KEMPSON, Voigt C Kempson III) CRD #1280887, Sparta, New Jersey) was fined $5,000 and suspended by FINRA for 30 days for allegedly effecting unauthorized trades in a deceased client’s accounts. FINRA’s findings stated that although […]