The Florida-based Soreide Law Group obtained the following information on FINRA’s website under, “Disciplinary and Other FINRA Actions, August 2016.” Arthur Espinoza (CRD #1344849, Port Saint Lucie, Florida) was barred by FINRA due to allegations that he engaged in an outside business activity without disclosing this activity to his member firm. FINRA’s findings stated that […]
