On February 16, 2018, a FINRA arbitration panel awarded $121,659.80 in favor of a retired farmer (Claimant) from Minnesota against Wells Fargo Advisors Financial Network, LLC. The Claimant alleges that he opened an account with Wells Fargo in January of 2009 after receiving a cold call from broker, ADAM THOMAS MARQUARDT (CRD#: 5307192), from a […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: MORGAN STANLEY, UBS FINANCIAL SERVICES, INC., and registered representative, WILLIAM JOHN PAYNTER JR., CRD# 2835535. The Claimants, a married couple from Arizona, met broker PAYNTER in approximately 2010. The Claimants are unsophisticated investors. At MORGAN STANELY, PAYNTER allegedly ignored their […]