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October 4, 2024
Azmi Sharif Allegedly Misrepresented Private Placements

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Azmi Patrick Sharif [CRD: 6481342, Elmhurst, Illinois]. Evidently, Sharif worked for LPL Financial LLC from July 19, 2018, to January 19, 2023, and has since worked for KCD Financial Inc. and Fourstar Wealth Advisors LLC in Oakbrook Terrace, Illinois. Sharif is involved in client […]

July 15, 2023
LPL Terminates Registration Of Azmi Sharif

Soreide Law Group is investigating possible investor claims against Azmi P. Sharif (CRD: 6481342, Elmhurst, Illinois). Evidently, LPL Financial LLC terminated the securities broker for cause. Supposedly, Sharif possibly engaged in an undisclosed outside business activity and engaged in private securities transactions. Here is a brief summary of LPL Financial LLC’s allegations against Sharif. LPL […]

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