October 12, 2025

ROCKLAND DST Investor Alert

senior couple looking at papers frowning

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors connected to ROCKLAND DST. This investment has been promoted as a private placement real estate vehicle, but concerning information has emerged that may affect investors. Below we outline what ROCKLAND DST is, the issues surrounding it, and what investors should know about their rights.

What is ROCKLAND DST?

ROCKLAND DST is structured as a Delaware Statutory Trust, a legal framework often used for real estate transactions. These trusts are typically offered through Regulation D private placements and are marketed as opportunities for investors—particularly those interested in 1031 tax-deferred exchanges—to pool money into real estate projects. While these products can appeal to high-net-worth investors, they are complex, carry restrictions on liquidity, and are not generally designed for short-term or conservative investment goals.

Concerns About ROCKLAND DST

Recent lawsuits and regulatory filings have raised red flags about ROCKLAND DST and related entities. Allegations include the diversion of investor funds, misuse of proceeds intended for real estate investments, and involvement of individuals who have been named in civil complaints. Beyond these serious claims, the structure itself poses risks: investors face limited exit options, high upfront costs, and the possibility that high commissions paid to brokers may have influenced sales decisions. These concerns suggest that many investors may not have been fully informed of the true risks before committing their money.

Sales Practice Violations

Brokers and advisors are required to recommend only those investments that match a client’s financial profile, including their goals, risk tolerance, and overall experience with alternative investments. Unfortunately, violations can occur when advisors recommend unsuitable investments, misrepresent the safety or liquidity of the product, or fail to disclose the significant risks involved. Firms also have a duty to investigate the offerings they sell. If these obligations are ignored, investors may be entitled to pursue recovery of their losses through FINRA arbitration or other legal remedies.

Did You Sustain Losses By Investing In ROCKLAND DST?

Did you experience losses because of investing in ROCKLAND DST because of your financial advisor or securities broker? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has successfully represented investors nationwide and works on a contingency fee basis, meaning the firm only collects fees if money is recovered. All case costs are advanced by the firm.

If you were advised to purchase this investment without a clear understanding of its risks or suitability, you may have grounds to seek compensation. Contact Soreide Law Group today to explore your legal options.

S H A R E   T H I S   P O S T

Recent Posts

August 17, 2026
Jeffrey L Bangerter of Concorde Investments & Formerly of Berthel Fisher

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings.  The Claimants […]

August 17, 2026
THEODORE W BYRER Suspended by FINRA

THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]

August 13, 2026
MARK L SULLIVAN Fined and Suspended

MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved