Soreide Law Group is investigating potential investor claims involving Blue Owl Capital Corporation (NYSE: OBDC), including whether brokers and financial advisors properly explained the risks surrounding this publicly traded business development company and its related private credit platform. OBDC invests primarily in loans to middle-market companies and is often marketed as an income-generating investment. However, […]

Soreide Law Group is investigating potential investor claims involving NexPoint Capital Inc., a non-traded business development company (BDC), including whether securities brokers and financial advisors improperly recommended this investment despite declining valuations and structural risks. NexPoint Capital was marketed as an income-focused alternative investment, but recent disclosures raise concerns that investors should carefully review. There […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to Blackstone Private Credit Fund (BCRED). BCRED is one of the largest non-traded private credit funds sold to retail investors, often promoted for monthly income and perceived stability. Recent developments involving heavy redemption activity, declining distributions, […]

Soreide Law Group is investigating potential investor claims involving possible sales practice violations by securities brokers and financial advisors related to Silver Point Specialty Lending Fund. The investment is a non-traded business development company (BDC) that was marketed as an income-producing alternative investment for retail investors. Recent disclosures involving declining net asset value, increased leverage, […]

Investors apparently complained about securities broker Karen Elizabeth Briggs [CRD: 1100275, Edmonds, Washington], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Briggs worked for LPL Financial LLC from November 6, 2013, to December 20, 2022. Investors should continue reading to learn more about the disclosures involving Briggs. LPL Financial Investor Accused […]

Investors potentially incurred losses because of securities broker Neal Edward Hayias [CRD: 854703, Melville, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Hayias has worked for Equitable Advisors LLC since June 1, 2005, in a broker capacity and since August 29, 2008, as an investment adviser […]

Investors might have sustained losses because of securities broker Anita Louise Lester (also known as Anita Lester Wolfe) [CRD: 4478199, Chicago, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Anita Lester worked for Berthel Fisher Company Financial Services Inc. from July 26, 2013, to October 11, 2018. Read on to learn […]

Investors might have sustained losses due to securities broker April Marie Wilson (also known as April Marie Forsman) [CRD: 4515321, Bellevue, Washington], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Wilson worked for Hornor Townsend Kent LLC from August 30, 2006 to November 2, 2020, and joined Osaic Wealth Inc. on October […]

Investors reportedly may have incurred losses due to securities broker Stephen Herman Wedel (also known as Steve Wedel) [CRD: 1221992, Naples, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Wedel has worked for Private Client Services LLC since June 4, 2018, and RFG Advisory LLC since August 11, 2014. Previously, he worked […]