May 14, 2026

Paz Chandra Linked To Osaic Wealth Inc. Investor Complaint Regarding Misrepresentation

judge gavel sitting on a wooden desk

Investors have reportedly disputed the sales practices of securities broker Paz Maria Chandra (also known as Paz Porter and Paz Salvarani) [CRD: 2405701, Dunedin, Florida], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Chandra has worked for Osaic Wealth Inc. since November 2, 2018, as both a broker and investment adviser. See the following information to discover more about the disclosures involving Chandra’s securities sales practices.

Chandra Disclosed Unsuitable Advice Allegations By Osaic Wealth Client

Specifically, a client of Osaic Wealth Inc. contested Paz Chandra’s sales practices, according to a complaint dated February 24, 2026. Allegedly, Chandra made unsuitable recommendations and misrepresentations in connection with a June 2025 purchase of variable annuities. It appears that Chandra allegedly caused the client to incur damages. Consequently, the client sought compensation from Osaic Wealth Inc. or Chandra in this matter. The complaint was denied on April 1, 2026.

Paz Chandra Disclosed Unsuitable Recommendations Allegations By LPL Financial Client

Additionally, a client of LPL Financial LLC disputed Paz Chandra’s sales practices by filing FINRA Arbitration No. 20-04084. Allegedly, Chandra made unsuitable recommendations involving alternative investments during the period from January 2015 through December 2020. It appears that Chandra allegedly caused the client to experience damages on real estate securities and business development companies. As a result LPL Financial LLC agreed to settle the matter on February 9, 2022, by compensating the client.

Chandra Disclosed Misrepresentation Allegations By IFMG Client

Particularly, a client of IFMG contested Paz Chandra’s sales practices, according to a complaint dated March 4, 2009. Allegedly, Chandra made misrepresentations involving variable annuities and failed to select principal guaranty riders connected to the investment. It appears that Chandra allegedly caused the client to sustain damages. Therefore, the client sought compensation from IFMG or Chandra in the amount of $58,824.97 in this matter. The matter settled on September 15, 2009, for $45,000, with Chandra contributing $5,000 personally.

Did You Sustain Losses Because Of Securities Broker / Financial Advisor Paz Chandra?

Do you have questions or concerns regarding investments you made with Paz Chandra? You can contact Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of individuals throughout the US. Also, our securities lawyers handle cases on a contingency fee arrangement and advance all costs. Chandra and brokerage firms Chandra worked for deny accusations of sales practice violations.

S H A R E   T H I S   P O S T

Recent Posts

September 30, 2026
The Logan Group Securities Fined By FINRA For Reg BI And Form CRS Violations

The Logan Group Securities [CRD: 40259, Roseville, California] was censured and fined $70,000 in a FINRA disciplinary action, according to FINRA's Disciplinary and Other FINRA Actions report for September 2026. FINRA found that the firm, listed in the report as Logan, Kevin Christopher dba The Logan Group Securities, willfully violated Reg BI and Form CRS requirements. The firm consented to the sanctions and to the entry of findings without admitting or denying them, according to the Letter of Acceptance, Waiver and Consent (AWC) issued July 27, 2026.

September 30, 2026
Brown Associates Fined $30,000 By FINRA Over Private Placement Supervision Failures

Brown Associates, Inc. [CRD: 5049, Chattanooga, Tennessee] was censured and fined $30,000 in an AWC issued by FINRA, according to FINRA's Disciplinary and Other FINRA Actions report for September 2026.

September 30, 2026
RBC Capital Markets Fined $275,000 By FINRA Over AML Compliance Program Failures

RBC Capital Markets, LLC (CRD #31194, New York, New York) was censured and fined $275,000 after an AWC found the firm failed to develop and implement an anti-money laundering compliance program reasonably designed to detect and cause the reporting of suspicious transactions, according to FINRA's September 2026 disciplinary report.

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2026 Soreide Law Group, PLLC  |  All Rights Reserved